Search for: "Frank B. Davis"
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2 May 2012, 2:00 am
Click here for the complete Davis Polk Dodd-Frank Progress Report. [read post]
20 Jul 2010, 4:56 am
A memorandum from law firm Davis Polk & Wardwell makes it clear. [read post]
4 Feb 2024, 9:01 pm
This post comes to us from Davis, Polk & Wardwell LLP. [read post]
13 Jun 2022, 9:01 pm
Commenters in 2015 observed that the proposed rule was more prescriptive and expansive than required under the Dodd-Frank Act. [read post]
11 Oct 2023, 6:30 am
I regret that this little symposium contribution cannot do justice to what I owe Frank. [read post]
1 Apr 2010, 9:00 am
Davis, partner in the law firm of McDermott Will & Emery LLP and David B. [read post]
28 Jul 2010, 5:21 am
., and my summaries of summaries of the Dodd-Frank bill took too long, here I’ll give the big overview of the bill as it may affect smaller public companies. [read post]
16 Jul 2013, 5:05 pm
Davie — This article is for general information only. [read post]
4 Oct 2010, 8:49 am
Two great Dodd-Frank resources that the speakers recommended: Davis Polk Summary of the Dodd-Frank Wall Street Reform & Consumer Protection Act NERA: Dodd-Frank Rulemakings & Studies Click here if you would like to listen to this or any of our other Dodd-Frank Briefings. [read post]
15 Jul 2010, 8:56 am
Frank, Frank Law Office, PC, Cheyenne, Wyoming.Representing Runyan: J. [read post]
4 Aug 2010, 6:17 am
The Dodd-Frank Wall Street Reform and Consumer Protection Act is momentous. [read post]
22 Sep 2021, 7:00 am
Dred Scott and her Daughters, Susan B. [read post]
24 Sep 2013, 11:57 am
Frank C. [read post]
25 Aug 2017, 6:05 am
This post is based on a Davis Polk publication by Ms. [read post]
27 Apr 2011, 8:28 am
General Registration Requirement Absent an Applicable Exemption Effective July 21, 2011, the Dodd-Frank Act eliminates the “private investment adviser” exemption contained in Section 203(b)(3) of the Advisers Act. [read post]
20 Sep 2007, 8:25 pm
Frank Davies of the San Jose Mercury News covered the recent efforts of Innovation Alliance against the unintended, bad consequences of HR 1908. [read post]
25 Mar 2014, 7:37 am
The SEC's complaint alleges that Davis violated Section 17(a) of the Securities Act of 1933, Section 10(b) of the Securities Exchange Act of 1934, and Rule 10b-5. [read post]
12 May 2022, 9:01 pm
Background The CFPB’s announcement requires an understanding of the CFPB’s rulemaking, supervision and enforcement authorities under Title X of the Dodd-Frank Act. [read post]
22 Dec 2015, 11:50 am
Davis Peterson, Jackson, MSStephen T. [read post]
8 Nov 2011, 7:48 am
Early Golden Parachute Shareholder Vote Results Barbara Nims of Davis Polk recently blogged this news: Section 951(b)(2) of Dodd-Frank requires companies to hold a non-binding shareholder vote on executive severance packages (golden parachutes) in connection with M&A transactions that are presented for shareholder approval. [read post]
