Search for: "GRACE MANAGEMENT INC" Results 1 - 20 of 215
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13 Apr 2018, 2:13 pm by Lax & Neville LLP
On April 6, 2018, the Securities and Exchange Commission (“SEC”) announced that three investment advisors, PNC Investments LLC, Securities America Advisors Inc., and Geneos Wealth Management (the “Advisors”) have settled charges with the SEC. [read post]
13 Apr 2018, 2:13 pm by Lax & Neville LLP
On April 6, 2018, the Securities and Exchange Commission (“SEC”) announced that three investment advisors, PNC Investments LLC, Securities America Advisors Inc., and Geneos Wealth Management (the “Advisors”) have settled charges with the SEC. [read post]
2 May 2015, 12:00 pm by SEClaw Staff
W2007 Grace, which is indirectly owned by one or more private equity funds affiliated with The Goldman Sachs Group Inc., has agreed to pay $640,000 to settle the SEC’s charges relating to eight missed filings. [read post]
12 May 2011, 6:00 am by Greg Mersol
Mar. 22, 2011), the plaintiff (Irene Grace), like the plaintiff in Morgan, had been the manager of a Family Dollar Store location. [read post]
30 Mar 2011, 10:27 am by Karen Hudson
Family Dollar Stores Inc., but the 4th Circuit ruled that the facts in that case, in which a jury did award overtime compensation to store managers, were not identical; the managers in that case did not perform exempt and non-exempt duties. [read post]
26 Aug 2007, 11:00 pm
-based GE Asset Management, paid about $295 a square foot for the building at 700 Louisiana, according to sources familiar with the deal. [read post]