Search for: "GW EQUITY LLC" Results 1 - 5 of 5
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
10 Sep 2010, 1:00 pm by Lucas A. Ferrara, Esq.
Subotovsky AIA Architects Infinite Horizons, LLC ING Clarion Ingebort Group, LLC InnerHarbor Advisors, LLC InStar Services Group Investment Networking Operations Ivy Equities Jaman Realty JMJ Atlantic Properties, LLC Jobco Incorporated JPMorgan Asset Management JPMorgan Chase Bank JPMorgan Kanen Law Firm Kantor Davidoff KayneAnderson Real Estate Partners Keybank Real Estate Capital Kossoff & Unger Krantz… [read post]
6 May 2014, 4:26 pm by BakerHostetler
For example, as we discussed in our 2013 Mid-Year Report, the SEC and Commodity Futures Trading Commission jointly issued final rules in April 2013 requiring certain regulated entities to implement identity theft programs.[2] As we also discussed in a previous Executive Alert, the SEC, FINRA, and the CFTC issued joint guidance in August of last year on the “best practices and lessons learned” from their review of firms’ business continuity and disaster recovery plans, following the… [read post]