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31 Mar 2011, 11:09 am
The government says Gupta had tipped Rajaratnam that Warren Buffett’s Berkshire Hathaway Inc. was planning to make a $5 billion investment in Goldman. [read post]
26 Oct 2009, 2:22 pm
Katherine Burton and David Glovin wrote a good piece on Galleon on Friday. [read post]
28 May 2012, 9:51 am
The WSJ Law Blog provides a synopsis of day four of the trial of ex-Goldman Sachs Group Inc. director Rajat Gupta, and gives some predictions for day five. [read post]
19 Apr 2011, 3:36 pm
Our securities fraud attorneys had previously reported on the Securities and Exchange Commission’s case against Rajat Gupta, an ex-Goldman Sachs board member accused of passing on confidential information to Galleon Group Co-Founder Raj Rajaratnam about Berkshire Hathaway Inc. [read post]
13 Oct 2011, 7:39 pm
In 2008, Galleon was managing about $7 billion. [read post]
24 Aug 2011, 11:22 am
Shah of tipping Roomy Khan about the July 2007 acquisition of Hilton Hotels by the Blackstone Group and the March 2007 acquisition of Kronos Inc. by Hellman & Friedman. [read post]
19 May 2005, 3:09 pm
Galleon Management LP, Oaktree Capital Management LLC and DB Investment Managers Inc. were alleged by the US Securities and Exchange Commission [official website] to have violated Rule 105 [text], an anti-manipulation rule that the SEC [read post]
29 Jun 2011, 4:28 pm
A civil action against a former Goldman Sachs Group Inc. director who allegedly gave Galleon hedge fund founder Raj Rajaratnam inside tips about the investment bank has been “postponed indefinitely,” according to a notice posted by the Securities and Exchange Commission. [read post]
16 Oct 2009, 5:24 pm
The allegations put Rajaratnam at the center of several insider trades in which he allegedly caused Galleon funds to act on inside information or passed along tips to others. [read post]
18 Dec 2009, 8:30 am
Santarlas admitted that, from June 2007 to May 2008, he and another attorney, Arthur Cutillo, also with Ropes & Gray, used confidential information regarding acquisitions by 3Com, Inc., and Axcan Pharma, Inc. [read post]
30 Sep 2010, 6:45 am
Citigroup Inc. [read post]
30 Nov 2011, 10:35 am
Others who can be questioned before Gupta’s criminal case, include Gary Rosenbach, Galleon’s co-founder, and Ian Horowitz, a Galleon trader who executed trades at Rajaratnam’s direction. [read post]
15 Nov 2009, 5:43 pm
Northway, Inc., 426 U.S. 438, 449 (1976)). [read post]
21 Nov 2011, 2:43 pm
The regulator also wants to speak with Gary Rosenbach, Galleon’s co-founder, and Ian Horowitz, a Galleon trader. [read post]
5 Nov 2009, 6:50 am
Part of the complaint focuses on alleged insider information provided by Cutillo to another defendant about deals in which Ropes & Gray was a legal advisor, including the acquisition of Axcan Pharma Inc. by TPG Capital in November 2007; Silver Lake and TPG â [read post]
1 Mar 2011, 11:14 am
The SEC on Tuesday sued Gupta, claiming he provided improper tips to Galleon Group founder Raj Rajaratnam about companies in which he was a board member, including a $5 billion investment in Goldman Sachs Group Inc. by Warren Buffett’s Berkshire Hathaway. [read post]
19 Jul 2010, 7:57 am
., in New York City, pleaded guilty to conspiracy and securities fraud charges after co-conspiring and participating a widespread insider trading scheme regarding the securities of 3Com Corporation and Axcan Pharma, Inc. [read post]
9 Nov 2011, 11:52 am
On Tuesday, November 8, 2011, Judge Jed Rakoff issued an Opinion and Order and entered a final Judgment against Raj Rajaratnam, bringing a close to the SEC's first civil case against the former head of Galleon Management. [read post]
13 Feb 2012, 9:44 am
Khan provided material, nonpublic inside information (including earnings information and financial information) relating to Polycom, Inc. and Google, Inc. [read post]
20 Apr 2012, 7:05 am
On Thursday, a lawyer for former Goldman Sachs Group Inc. director Rajat Gupta, accused of passing tips to Galleon Group hedge-fund founder Raj Rajaratnam, disclosed a fourth alleged Goldman insider under investigation. [read post]
