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Falcone and the hedge fund he managed, Harbinger Capital Partners LLC (Harbinger Capital), misappropriated client assets, manipulated markets and betrayed clients. [read post]
28 Jun 2012, 5:33 am by Securites Lawprof
Falcone and his advisory firm, Harbinger Capital Partners LLC for illicit conduct that included misappropriation of client assets, market manipulation, and betraying clients. [read post]
5 Aug 2014, 9:00 am by Lacey Bangle
Jenson, the former COO of Harbinger Capital Partners LLC, admitted that he aided and abetted Harbinger’s CEO, Philip Falcone, in obtaining a fraudulent loan from Harbinger. [read post]
24 Jan 2008, 4:22 am
The company emerged from Chapter 11 in late 2005 following its own reorganization, under the control of hedge fund Harbinger Capital Partners Master Fund I Ltd. [read post]
21 Jun 2011, 10:07 am by jgabryno
LightSquared, which is owned by Philip Falcone’s Harbinger Capital Partners LLC hedge fund, proposed using another block of spectrum that wouldn’t interfere with GPS signals, which could potentially hobble navigation systems on planes or with equipment used in agriculture and surveying. [read post]
24 Aug 2012, 3:55 pm
App (PDF) Chicago Board Options Exchange The Options Clearing Corporation More Blog Posts: Goldman Sachs Ordered by FINRA to Pay $650K Fine For Not Disclosing that Broker Responsible for CDO ABACUS 2007-ACI Was Target of SEC Investigation, Stockbroker Fraud Blog, November 12, 2010 Harbinger Capital Partners LLC and Hedge Fund Adviser Philip A. [read post]
8 Nov 2012, 1:38 pm
SEC Charges Baton Rouge-Based Investment Adviser with Hiding Losses From Mortgage-Backed Securities Investments, SEC, November 8, 2012 Read the SEC Complaint (PDF) More Blog Posts:Wells Fargo Securities Settles for Over $6.5M SEC Charges Over Allegedly Improper Sale of ABCP Investments with Risky MBS and CDOs, Institutional Investor Securities Blog, August 14, 2012 Harbinger Capital Partners LLC and Hedge Fund Adviser Philip A. [read post]
31 Jan 2012, 9:19 am by Andrew Ramonas
Lobbyists from Nixon Peabody are advocating on Federal Communications Commission and U.S. broadband policy issues for billionaire Philip Falcone's Harbinger Capital Partners LLC, backer of LightSquared Inc., according to congressional records. [read post]
14 Nov 2008, 11:36 am
.; Soros Fund Management, LLC; Renaissance Technologies, LLC; Harbinger Capital Partners; and Citadel Investment Group, LLC. [read post]
26 Jun 2011, 4:47 pm by Larry Ribstein
Oaktree Capital Group LLC is planning to sell $100 million of shares, while private-equity powerhouse Carlyle Group LLC is expected to come public in the next six months or so. [read post]
4 Jul 2012, 6:29 pm
NYSE Head Calls on SEC to Revive Proposal to Shed Light on ‘Dark Pools, Bloomberg/BNA, June 21, 2012 House Committee on Financial Services More Blog Posts: Harbinger Capital Partners LLC and Hedge Fund Adviser Philip A. [read post]
28 Dec 2009, 1:01 pm by Francis G.X. Pileggi
The Court reasoned that: “If embraced as grounds for a pleadings-stage dismissal, the defendants’ theory would have serious adverse ramifications for merger and acquisitions practice and for our capital markets. [read post]
2 Oct 2012, 1:08 pm by Richard Renner
Omar Ali Rizvi, Bellwether Venture Capital Fund I, Inc., and Strategy Partners, LLC Case number: 10-cv-1632 (United States for the Eastern District of Texas) Case filed: July 31, 2009 Qualifying Judgment/Order: July 24, 2012 09/04/2012 12/03/2012 2012-93 SEC v. [read post]