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Top Ten SEC and CFTC Recoveries of 2021
7 Jan 2022, 2:20 pm by luiza
Interactive Brokers LLC – In a more traditional CFTC action, the brokerage firm Interactive Brokers LLC agreed to pay $84.3 million in penalties and restitution for its alleged mishandling of consumer accounts. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
Top Ten SEC and CFTC Recoveries of 2021
7 Jan 2022, 2:20 pm by luiza
Interactive Brokers LLC – In a more traditional CFTC action, the brokerage firm Interactive Brokers LLC agreed to pay $84.3 million in penalties and restitution for its alleged mishandling of consumer accounts. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/