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Facts and Findings James Warfield, a securities broker, contended before an arbitration panel that his former employer, ICON Advisers, Inc., and a related corporation, ICON Distributors, Inc., (together, ICON) wrongfully terminated him without just cause. [read post]
31 Dec 2020, 5:27 am by Stoltmann Law Offices
Prosecutors stated that “from December 2009 to early 2016, he advised his clients to invest in a money-losing online sports and entertainment ticket company in Illinois (The Ticket Reserve, Inc.) without telling them that he was on the board, or that it was a risky and unprofitable business,” according to The Los Angeles Times. [read post]
23 Jan 2019, 10:20 pm by Coral Beach
The iconic company did not indicate how many bags or the total pounds affected by the recall in its Jan. 23 recall notice. [read post]
1 Oct 2014, 6:26 am by Adam Gana
 Under FINRA Rule 2110 and 2310, all financial advisers and brokerage firms have a responsibility to deal fairly with their customers. [read post]
20 Jun 2011, 10:03 am
One company that has been especially pronounced in obtaining trademark protection for unconventional items is Apple Inc. [read post]
28 Oct 2011, 3:34 pm by Mi Patente
To protect its rights, Lone Ranger Television, Inc., sued Clayton Moore. [read post]
15 Nov 2006, 2:21 am
They need to figure out what info they must include and how it will all get from their employees' pointy little heads into the SEC's mailbox.Icon Income Fund Nine, LLC, a member of the ICON Advisers, Inc. mutual fund family, admitted last year that its disclosure controls and procedures were flawed. [read post]
13 Aug 2019, 6:03 am
PepsiCo, Inc. regarding whether use of another’s trademark in a marketing slogan is fair use. [read post]
21 Mar 2014, 8:12 am by WIMS
<> Exxon agrees to disclose 'unburnable carbon' reserves - Oil giant will explore how tougher climate change laws could affect its long term strategy. . .Waste Information & Management Services, Inc. [read post]
4 Oct 2011, 3:32 pm
The hats are produced by Foamation, Inc., which is also the proprietor of several trade mark registrations for the iconic titfer. [read post]
28 Jul 2020, 4:22 am by Verónica Rodríguez Arguijo
However, she advised making sure the social media advertisements align with the brand claims. [read post]