Search for: "INTERIM HOLDING COMPANY" Results 1 - 20 of 1,342
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
4 Sep 2018, 4:32 pm by Michael Sugarman
  On August 28, 2018, the Federal Reserve Board published “an interim final rule expanding the applicability of the Board’s small bank holding company policy statement[.] [read post]
14 Jan 2014, 6:00 am by Mark Astarita
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
3 Dec 2021, 6:06 am
Today [Dec. 2, 2021], the Securities and Exchange Commission adopted final amendments to its rules implementing the Holding Foreign Companies Accountable Act of 2020 (HFCAA). [read post]
8 Nov 2021, 3:15 am by David Lynn
On Friday, the SEC announced that it approved the PCAOB’s Rule 6100, Board Determinations Under the Holding Foreign Companies Accountable Act. [read post]
14 Jan 2014, 3:14 pm by Sabrina I. Pacifici
Section 171 of the Dodd-Frank Act provides for the grandfathering of trust preferred securities issued before May 19, 2010, by certain depository institution holding companies with total assets of less than $15 billion as of December 31, 2009, and by mutual holding companies established as of May 19, 2010. [read post]
25 May 2007, 7:26 am
  The interim rule "prohibits any person who has been convicted of any criminal offense involving dishonesty or a breach of trust, or money laundering or has agreed to enter into a pretrial diversion or similar program in connection with a prosecution fur such an offense from holding certain positions with respect to a savings and loan holding company (SLHC). [read post]
24 Mar 2021, 7:01 am by Astarita
The Securities and Exchange Commission has adopted interim final amendments to implement congressionally mandated submission and disclosure requirements of the Holding Foreign Companies Accountable Act (HFCA Act). [read post]
22 Jun 2017, 4:39 pm by Kevin LaCroix
  Finally, the Second Circuit said that it found no basis for holding that Vivint had failed to fulfill its affirmative disclosure obligations under Item 303 of Reg. [read post]
2 Oct 2012, 9:48 am by blogarbadmin
In this Guest Post, FELIPE SPERANDIO updates us on Brazilian Superior Court’s interesting decision holding that once an arbitral tribunal is in place, it shall have the exclusive jurisdiction to grant any interim measures. [read post]
1 Jun 2022, 11:55 am by Holly Brezee
., holding that the requisite control a defendant must exercise over an in-district agent to establish patent venue is “interim control” – day-to-day control over the operation of the agent to carry out some specific services for which the alleged agency relationship exists. [read post]
2 Jul 2015, 12:30 am
Another in this Kat's series of not-quite-so-recent cases that he is writing up now because they flashed past him when he was too busy to grasp hold of them a couple of months ago is Allfiled UK Ltd v Eltis & 16 Others [2015] EWHC 1300 (Ch), a 19 May 2015 decision of Mr Justice Hildyard, in the Chancery Division, England and Wales, in an action seeking an interim injunction to stop a total of 17 defendants -- former directors and employees and three… [read post]
7 Oct 2008, 12:20 pm
Kashkari was the Assistant Secretary of the Treasury for International Economics and Development, a position he still currently holds. [read post]
2 Jun 2016, 3:13 am by Broc Romanek
House appropriators say they have sought to hold the SEC’s budget down because it has quadrupled since 2001. [read post]
2 Mar 2021, 3:33 pm by David Oxenford
  Since then, radio stations have been signing interim licenses to play GMR music – and now it is seeking this big increase in what they are being paid for that interim license. [read post]
28 Jan 2008, 4:29 am
Bruce Johnson, executive vice president, supply chain and operations, has been appointed as interim chief executive, the company said in a statement. [read post]
2 Jun 2022, 7:30 pm by The White Law Group
Trustee (together with the Debtors,) file a stipulation with respect to the Debtors’ compliance with the Interim Order. [read post]
4 Aug 2020, 8:11 am by Latham & Watkins LLP
These benefits make Prescribed Companies amenable for use as holding or interim holding entities within wider transaction, financing or asset holding structures, subject to requirements around the ownership and control of the Prescribed Company, and the permitted purposes of the Prescribed Company. [read post]