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24 Dec 2009, 1:18 pm
In addition, in deciding what mitigating actions to impose on a financial holding company, the Council must consider the need to maintain the international competitiveness of the US financial services industry and the extent to which other countries with a significant financial services industry have established corresponding regimes to mitigate threats to financial stability posed by financial companies The dissolution fund that has triggered concern in… [read post]
13 Aug 2009, 9:50 am
Hedge Fund Industry Seeks IRS Guidance on FBAR's Application to Private FundsThe hedge fund industry has asked the Internal Revenue Service for official guidance on the application of the duty to file the Report of Foreign Bank and Financial Accounts (FBAR) for investments in hedge funds and other private investment funds. [read post]
22 Nov 2011, 8:02 am
British financial regulators have barred a hedge fund compliance officer from working in the country's financial services industry, in connection with deals resulting from the collapse of Lehman Brothers. [read post]
19 Sep 2011, 5:37 am
In testimony before the House Financial Services Committee, Managed Funds Association head former US Representative Richard Baker said an SRO would lack experience in regulating private fund managers, create inconsistent regulation, face difficult conflicts of interest, and ultimately diminish the quality of regulatory oversight of the private fund industry. [read post]
3 Mar 2010, 12:57 pm
Van Boom (Erasmus University Rotterdam School of Law) posted "Juxtaposing BTE and ATE--on the Rule of the European Insurance Industry in Funding Civil Litigation" on SSRN. [read post]
13 Feb 2012, 10:30 am
While noting that the hedge fund industry has consistently supported the reduction of systemic risk, the MFA Chair expressed concern that the Alternative Investment Fund Manager Directive’s reporting requirements go beyond the systemic risk template created by IOSCO and differ from reporting requirements in the UK and the U.S. [read post]
5 May 2010, 10:52 am
Senator Dodd announced that he and Senator Shelby have reached agreement to drop the provision calling for an industry-paid fund for future liquidations of financial services firms and, in his words, "With this agreement there can be no doubt that... [read post]
24 May 2018, 1:52 pm
Former Beverly Hills, California-based Stockcross Financial Services broker Herbert Voss was permanently barred from the financial services industry by the Financial Industry Regulatory Authority (FINRA). [read post]
14 May 2012, 3:57 pm
The UShedge fund industry applauds the UK Government’s proposal to implement the Alternative Investment Fund Managers Directive in a way that does not impose additional requirements for third-country hedge fund and other fund managers or third-country funds under the UKprivate placement regime. [read post]
8 Oct 2009, 2:54 am
The Bay Area Hedge Fund Roundtable convened again today at the Sens Restaurant in San Francisco to discuss the global investing trends and how those trends are affecting the hedge fund industry. [read post]
29 Mar 2013, 10:02 am
In a letter to the Internal Revenue Service, the hedge fund industry asked that proposed regulation 130507-11 on net investment income be implemented in a manner that avoids unintended consequences, such as limiting the ability of taxpayers to net against relevant income applicable expenses, losses, and deductions. [read post]
5 Dec 2021, 6:54 am
Chair Gary Gensler signaled once again, and perhaps in the clearest terms to date, his intention to bring greater scrutiny to the private fund industry. [read post]
15 Jun 2011, 7:36 am
In light of the fact that hedge funds and other investment funds are different in significant ways from banks and other types of financial institutions covered by the Foreign Account Tax Compliance Act, the hedge fund industry asked Treasury and the IRS to provide additional guidance regarding the application of FATCA to investment funds. [read post]
18 Aug 2013, 6:39 am
The post then considers the additional requirements on remuneration that the UK is planning to impose in relation to the financial services industry. [read post]
16 Oct 2010, 5:46 pm
Citing fundamental structural differences between hedge fund advisory firms and other financial firms, the hedge fund industry asked that the firms be exempted from some provisions of the proposed UK Remuneration Code. [read post]
29 Dec 2010, 9:43 am
Hedge fund managers and other institutional managers should be required to report information to the SEC on say-on-pay voting only when they have instructed an intermediary to vote their shares, according to the hedge fund industry. [read post]
7 Jun 2011, 11:58 am
The hedge fund industry has asked the IRS to place on its forthcoming 2011-12 Guidance Priority List guidance for Section 864(b) of the Code, which provides safe harbors for proprietary trading in stock, securities, and commodities by passive non-U.S. investors, including private investment funds. [read post]
13 Sep 2010, 4:41 pm
The US hedge fund industry generally supports draft EU legislation requiring the clearing and reporting of derivatives. [read post]
2 Feb 2022, 7:00 am
The fund closed with $144 million in capital commitments, surpassing its target of $100 million. 5CP, based in Chicago, focuses on middle market companies within the healthcare, consumer and business services industries. [read post]
5 Jan 2011, 3:55 pm
The hedge fund industry vigorously opposes an SRO for investment advisers. [read post]
