Search for: "Insurance Placement Services, Inc."
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5 Jul 2010, 1:55 pm
Among the broker/dealers on the list: AFA Financial Group LLC - AFA sold $2.5 million of Provident private placements; in April, the broker/dealer said it was closing its business due to overwhelming legal and insurance costs. [read post]
1 Nov 2018, 1:35 pm
Bethesda-based commercial real estate services and finance company Walker & Dunlop Inc. [read post]
19 Mar 2010, 9:58 am
Life settlement companies are soliciting independent broker-dealers to sell private placements of securities (Reg D offerings) based on life insurance policies, according to a recent InvestNews article by Darla Mercado. [read post]
28 Mar 2022, 1:37 pm
[xii] Id. at *15 (quoting Tradewinds Escrow, Inc. v. [read post]
8 Nov 2019, 7:22 am
All placements of insurance in the United States are generally subject to state premium taxation, but the responsible taxpayer depends on the type of insurance policy issued. [read post]
24 Mar 2009, 8:20 pm
Such list is simply a resource for United States' Attorneys to draw upon to satisfy its structured settlement consulting and placement needs. [read post]
12 Apr 2021, 7:44 am
Francis was a broker at MML Investors Services, LLC, Inc. in Ft. [read post]
12 Apr 2012, 1:52 pm
(“the insurer”) against its reinsurance brokers, Aon Benfield Inc. and Benfield Inc. [read post]
25 Jan 2011, 6:10 pm
Securities America Inc. [read post]
25 Apr 2012, 8:25 am
Another seller of high-risk private placements has withdrawn from FINRA. [read post]
21 Dec 2021, 2:59 pm
In ECB USA, Inc. v. [read post]
21 Aug 2015, 9:16 am
Benchmark Construction Services, Inc. [read post]
20 Oct 2011, 7:17 am
Well-known broker-dealer GunnAllen Financial Inc. closed in March 2010 after failing to meet FINRAand#39;s net-capital, and Okoboji Financial Services Inc., another big name, filed forms with FINRA to exit the business in July 2010. [read post]
17 May 2023, 11:30 am
MML Investors Services Inc. [read post]
28 Oct 2014, 5:06 am
GWG pays the policy premiums until the insured dies and GWG then collects the insurance benefit making a profit, hopefully, by collecting more upon the maturity of the policies than the payment of the policy and servicing of the premiums. [read post]
8 Jan 2018, 12:41 pm
Borello & Sons, Inc. v. [read post]
17 Dec 2017, 12:41 pm
Background John Calligeros is a former director and officer of Nationwide Medical, Inc. [read post]
4 May 2012, 1:06 pm
Forethought Financial Group, a privately-owned Houston based firm, is bringing more annuities business to Texas with its purchase of The Hartford Financial Services Group Inc. [read post]
25 Feb 2020, 7:08 am
Stoltmann Law Offices is investigating claims made by the Securities and Exchange Commission (SEC) against Robert Gravette, Mark MacArthur, and their Registered Investment Advisory firm, Criterion Wealth Management Insurance Services, Inc. [read post]
13 Mar 2024, 8:49 am
The case was between the Plaintiff-Appellee, NBIS Construction & Transport Insurance Services, Inc. [read post]
