Search for: "JACKSON v. PUBLIC COMPANY ACCOUNTING OVERSIGHT BOARD" Results 1 - 20 of 30
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6 Jul 2010, 8:43 am by annalthouse@gmail.com (Ann Althouse)
Public Company Accounting Oversight Board reads: 'Our Constitution divided the "powers of the new Federal Government into three defined categories, Legislative, Executive, and Judicial. [read post]
2 Mar 2018, 8:47 pm by Laura E. Goldsmith
These disclosure requirements may impact: (i) risk factors, (ii) management’s discussion and analysis of financial condition and results of operations (MD&A), (iii) description of business, (iv) legal proceedings, (v) financial statement disclosures and (vi) board’s role in risk oversight. [read post]
26 Feb 2023, 9:01 pm by renholding
Board Oversight Companies can also address potential concerns regarding political spending by providing disclosure regarding the existing involvement of the board of directors, or a board committee, in overseeing [read post]
26 Sep 2019, 11:10 pm by Doug Cornelius
The SEC oversees over 27,000 market participants, including investment advisers, mutual funds and exchange traded funds, broker-dealers, national securities exchanges, credit rating agencies, clearing agencies, the Public Company Accounting Oversight Board (PCAOB), the Financial Industry Regulatory Authority (FINRA), the Municipal Securities Rulemaking Board (MSRB), and the Financial Accounting Standards Board (FASB). [read post]
28 Apr 2017, 6:02 am
Jackson, Harvard Law School, on Saturday, April 22, 2017 Tags: Accountability, Bank boards, Banks, Boards of Directors, CFPB, Compliance & ethics, Consumer protection, Financial institutions, Financial regulation, Incentives, Misconduct, Oversight, Proxy advisors, Risk oversight, Shareholder voting, Wells Fargo Assessing Financial Advisor Compensation Disclosure Following Vento v. [read post]
10 Jun 2020, 11:31 am by Josh Blackman
[This post is co-authored with Professor Seth Barrett Tillman] Recently, the Supreme Court decided Financial Oversight and Management Bd. for Puerto Rico v. [read post]
16 Feb 2021, 2:23 pm by Kevin LaCroix
  Three California state courts enforced federal forum provisions for Delaware companies in Wong v. [read post]
24 Jan 2021, 4:38 pm by INFORRM
Facebook’s oversight board set up to have a final say on the social network’s moderation decisions, will rule on the decision to suspend Donald Trump’s account, Nick Clegg has said. [read post]
1 Feb 2023, 9:01 pm by renholding
”[25] Bankruptcy filings indicate that FTX didn’t even maintain an accurate list of its bank accounts or account signatories.[26] Further, when there are wide-spread failures among large private issuers, the spillover effects can go well beyond the investor base of that one company.[27] Othe [read post]
8 Nov 2022, 11:43 am by Brian Turetsky
Accounting Oversight Board, 561 U.S. 477 (2010) (holding that a party alleging a structural separation of powers challenge to an agency need not endure the process over which an allegedly-unconstitutionally-insulated official presides before it can get judicial review). [read post]
29 Apr 2010, 11:17 am by Anna Christensen
Public Company Accounting Oversight Board (08-861) Argued: Dec. 7, 2009 Issue: Whether the Sarbanes-Oxley Act is consistent with separation-of-powers principles – as the Public Company Accounting Oversight Board  is overseen by the Securities and Exchange Commission, which is in turn overseen by the President – or contrary to the Appointments Clause of the Constitution,  as the PCAOB… [read post]
11 Jun 2010, 3:46 pm by Anna Christensen
PCAOB (08-861) Argued: Dec. 7, 2009 Issue: Whether the Sarbanes-Oxley Act is consistent with separation-of-powers principles – as the Public Company Accounting Oversight Board is overseen by the SEC, which is in turn overseen by the President – or contrary to the Appointments Clause of the Constitution, as the PCAOB members are appointed by the SEC. [read post]
13 Aug 2021, 4:00 am by Jim Sedor
Dominion alleges the companies went outside of protected First Amendment activities by giving a platform to false claims about the company and showing little concern for the truth. [read post]
2 Oct 2019, 10:21 am by Deborah Heller
He claims that the county accused him of mismanaging public funds as a pretext to fire him for being gay. [read post]