Search for: "JAY R. GOULD"
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20 Feb 2013, 1:15 pm
Pillsbury partner Jay Gould talks about Challenges and Opportunities for Starting a Hedge Fund in 2013, a program co-sponsored by the law firm, and why he thinks 2013 will indeed be a good year for hedge fund managers. [read post]
14 Jun 2011, 6:59 am
In a 1981 book, “The Mismeasure of Man,” the paleontologist Stephen Jay Gould asserted that Morton, believing that brain size was a measure of intelligence, had subconsciously manipulated the brain volumes of European, Asian and African skulls to favor his bias that Europeans had larger brains and Africans smaller ones. [read post]
29 Apr 2013, 2:38 pm
Today, Jay Gould was interviewed by Deirdre Bolton on Bloomberg TV’s “Money Moves” where Jay discussed lifting the ban on hedge fund advertising. [read post]
29 Jul 2013, 11:01 am
Jay Gould discussed the SEC's vote to lift a ban on hedge fund advertising with Deirdre Bolton on Bloomberg Television's "Money Moves." [read post]
1 Nov 2011, 4:38 pm
Written by Jay Gould, Ildiko Duckor and Michael Wu An investment adviser must ensure that its IARD account is adequately funded to cover payment of all applicable registration renewal fees and notice filing fees. [read post]
10 Sep 2017, 8:57 pm
In Gould's view... [read post]
12 Mar 2012, 4:29 pm
Jay Gould will be speaking at this event on a panel entitled “The Crossroads of Law & Finance,” that will examine the investment world and its interaction with the ever-evolving legal landscape. [read post]
11 Mar 2009, 12:58 pm
Gould, Jay S. [read post]
1 Oct 2012, 11:14 am
Written by: Jay Gould and Peter Chess Effective December 3, 2012, hedge funds and other private funds that rely on Section 3(c)(1) of the Investment Company Act (“3(c)(1) Funds”) and which sell their interests through third party marketers, must ensure that their private placement memoranda (“PPM”) are filed with FINRA, the Financial Industry Regulatory Authority. [read post]
16 Jun 2011, 10:25 am
Written by Jay Gould and Michael Wu On March 2, 2011, Pillsbury’s Investment Fund and Investment Management group (“Pillsbury IFIM Group”) submitted a comment letter to the North American Securities Administrator’s Association (the “NASAA”) on behalf of the California Hedge Fund Association and the Florida Alternative Investment Association. [read post]
11 Jan 2012, 11:59 am
Written by Jay Gould and Peter Chess Managed Funds Association (“MFA”) submitted a comment letter (the “Letter”) to the Securities and Exchange Commission (“SEC”) on January 6, 2012 with a rulemaking petition requesting the SEC to amend Rule 502(c) of Regulation D under the Securities Act of 1933. [read post]
13 Apr 2012, 3:35 pm
Written by: Jay B. [read post]
23 Mar 2011, 5:39 pm
Written by Jay Gould, Ildi Duckor and Michael Wu On March 18, 2011, the Securities and Exchange Commission released new guidance regarding Form ADV. [read post]
17 Jan 2012, 1:34 pm
Written by Jay Gould, Ildiko Duckor and Peter Chess The Commodity Futures Trading Commission (CFTC) released a Final Rule on January 11, 2012, on the Registration of Swaps Dealers (SDs) and Major Swap Participants (MSPs). [read post]
14 Jun 2012, 11:00 am
Written by: Jay Gould and Peter Chess On July 1, 2010, the Securities and Exchange Commission (the “SEC”) adopted Rule 206(4)-5 under the Investment Advisers Act of 1940, as amended, which prohibited an investment adviser from providing advisory services for compensation to a government client for two years after the advisers or certain of its executives or employees make a contribution to certain elected officials or candidates. [read post]
24 Jan 2012, 3:52 pm
Written by Jay Gould and Peter Chess In re-proposed custody rules, the California Department of Corporations (“DOC”) has reflected the most important aspects of the comment letter that Pillsbury provided on July 27, 2011, such that all transactions and short positions need not be disclosed in the quarterly account statements. [read post]
12 Oct 2012, 10:37 am
Written by: Jay Gould and Peter Chess On October 9, 2012, the Securities and Exchange Commission (SEC) announced the launch of an initiative to conduct focused, risk-based examinations of investment advisers to private funds that recently registered with the SEC. [read post]
4 Nov 2011, 4:49 pm
Written by Jay Gould The Pillsbury Investment Funds Team has over the past month reviewed several new Due Diligence Questionnaire (“DDQ”) forms on behalf of fund manager clients from institutional investors and family offices that contain a new inquiry that is potentially problematic for certain fund managers. [read post]
28 Oct 2009, 5:18 am
The paleontologist Stephen Jay Gould popularized the theory that evolution proceeds from relative dormancy sometimes by leaps and bounds. [read post]
22 Feb 2012, 5:27 pm
The article, which was written by Will Wainewright, quoted Jay Gould, a partner and member of our Investment Fund and Investment Management team, who said “[T]he most difficult part of SEC registration – not an onerous process in itself – is implementing, testing, internally enforcing and updating the compliance procedures that the SEC will be checking on once you are registered. [read post]
