Search for: "James Shepherd"
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9 Mar 2020, 7:14 am
The customer is making a number of allegations, including the following: Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates UIT Claims Involving Ex-Raymond James Broker appeared first on Investor Lawyers Blog. [read post]
27 May 2015, 6:29 am
James Rebanks' isn't. [read post]
31 Oct 2019, 9:26 am
Continue Reading › The post Shepherd Smith Edwards & Kantas Investigates Ex-Raymond James & Associates Advisor Stuart Nichols appeared first on Investor Lawyers Blog. [read post]
13 May 2015, 6:27 am
James Rebanks’ isn’t. [read post]
14 Feb 2022, 7:56 am
16 FINRA Arbitration Claims Have Been Brought Against Broker James Dunn In December 2021, Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) published a blog post announcing that we are investigating claims of investor losses involving ex-Ameriprise Financial Services broker James William Dunn. [read post]
25 Jun 2021, 7:01 am
With Bermuda-Based Entity in Liquidation, Investors’ Best Bet For Financial Recovery is to File FINRA Arbitration Claims Shepherd Smith Edwards and Kantas are investigating claims that Raymond James Financial Services marketed Northstar Financial Services (Bermuda) investments through the United Nations Federal Credit Union (UNFCU). [read post]
1 Dec 2015, 2:15 pm
James was taken to Good Shepherd Medical Center with unspecified injuries. [read post]
25 Mar 2020, 5:18 am
Barred Kestra Stockbroker Accused of Unauthorized Trading Our broker misconduct lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are currently speaking with former customers of ex-Kestra Investment Services broker James Blake Daughtry. [read post]
13 Dec 2019, 4:33 am
New York Attorney General, Leticia James, filed a securities fraud lawsuit suing Allen, a private equity manager who is also a registered broker and a former investment advisor. [read post]
20 Feb 2012, 7:52 pm
My undergraduate college, the small, public liberal arts University of Montevallo, has embarked on a variety of exciting scientific projects, not the least of which is its new James Wylie Shepherd Observatory Complex (seen in the background of the image... [read post]
14 May 2009, 1:45 pm
ELDER MEDIATION TRAINING June 16, 6:00 p.m. to 9:00 p.m. and June 17, 18 and 19, 2009 9:00 a.m. to 5:00 p.m. each day Sponsored by GOOD SHEPHERD MEDIATION PROGRAM, PHILADELPHIA, PA To be held at Temple University James E.... [read post]
18 Feb 2011, 8:57 am
James O. [read post]
1 Sep 2011, 6:45 pm
[Thanks to James Edward Maule via Religionlaw for the lead]. [read post]
21 Sep 2021, 2:24 am
Raymond James Broker Made Unsuitable Recommendation That Led To Northstar Financial Bermuda Losses Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) will be filing yet another Financial Industry Regulatory Authority (FINRA) arbitration claim against a brokerage firm for unsuitably recommending Northstar Financial Services (Bermuda) products to a customer. [read post]
5 Feb 2024, 7:38 pm
Shepherding that process is a team of four art directors. [read post]
4 Nov 2014, 11:54 am
James C. [read post]
1 Sep 2011, 6:45 pm
[Thanks to James Edward Maule via Religionlaw for the lead]. [read post]
25 Mar 2024, 8:32 pm
Broker Fraud Attorneys are involved in the Latest Investor Lawsuit Is Pursuing $34M in Damages If you suffered losses while working with former Chicago financial advisor James Thaddeus Walesa, contact Shepherd Smith Edwards and Kantas (investorlawyers.com) today so that we can help you explore your legal options. [read post]
27 Jul 2021, 7:17 am
Our Northstar (Bermuda) arbitration attorneys at Shepherd Smith Edwards and Kantas (SSEK Law Firm at investorlawyers.com) are representing these South American nationals in their FINRA arbitration claim that they filed against this US-based broker-dealer. [read post]
20 Mar 2008, 3:59 pm
Meanwhile, James Stark of Garden Court North has put up a briefing note on the rejection of Payne v Cooper in Porter v Shepherds Bush (he is not happy). [read post]
