Search for: "Jennifer Oxley"
Results 1 - 20
of 30
Sorted by Relevance
|
Sort by Date
12 Apr 2010, 5:00 am
FMR LLC – hosted on JD Supra Mutual Fund Workers Get Whistle – Blower Cover: Judge by Reuters in the New York Times Sarbanes-Oxley Whistleblower Protections Cover Employees of Mutual Fund Firms by Jennifer S. [read post]
7 Jul 2015, 6:06 am
Editor's Note: Jennifer M. [read post]
12 Jul 2007, 10:53 pm
By Jennifer A.L. [read post]
17 May 2019, 6:06 am
Statement on Proposed Amendments to Sarbanes Oxley 404(b) Accelerated Filer Definition Posted by Robert J. [read post]
23 Jan 2014, 10:11 am
This post was written by Terence Healy, Jennifer Achilles, and John Tan. [read post]
3 Nov 2011, 5:00 am
Morgan had violated the Sarbanes-Oxley Act of 2002 (“SOX. [read post]
4 Oct 2020, 7:12 am
Posted by Stephen Klemash, Jennifer Lee, and Bridget M. [read post]
16 May 2014, 11:47 am
This post was written by Jennifer L. [read post]
8 Jun 2016, 8:26 am
The SEC’s investigation was conducted by Jennifer T. [read post]
18 Mar 2011, 8:00 am
In March of 2010, Plaintiff Jennifer Sharkey (“Sharkey”) filed a complaint against J.P. [read post]
7 Feb 2007, 10:19 pm
That all changed on July 30, 2002, when President Bush signed the Corporate Corruption Bill (Sarbanes-Oxley Act). [read post]
9 Feb 2007, 12:02 pm
That all changed on July 30, 2002, when President Bush signed the Corporate Corruption Bill (Sarbanes-Oxley Act). “The next day, on July 31, 2002, Kevin Lawrence, the CEO of health care company Znetix was indicted on a $92 million securities fraud claim. [read post]
19 Apr 2016, 7:58 am
The SEC filed a complaint in federal court yesterday against Logitech’s then-chief financial officer Erik Bardman and then-acting controller Jennifer Wolf alleging that they deliberately minimized the write-down of millions of dollars of excess component parts for a product for which Logitech had excess inventory in FY11. [read post]
30 Aug 2006, 8:33 am
Sjostrom. 4 - 4 (189) The Sarbanes-Oxley Debacle: What We’ve Learned; How to Fix It by Larry E. [read post]
13 Apr 2012, 7:11 am
Expansion of Protected Activity Under Sarbanes-Oxley Continues from Epstein Becker & Green: Using Zinn v. [read post]
18 Jun 2021, 5:55 am
Turner, Hemming Morse LLP, on Thursday, June 17, 2021 Tags: Accounting, Accounting standards, Enron, FASB, PCAOB, Sarbanes–Oxley Act, SEC, SEC enforcement, Securities enforcement, Securities regulation Trust: A Critical Asset Posted by Don Fancher, Jennifer Lee, and Debbie McCormack, Deloitte, on Thursday, June 17, 2021 Tags: Board oversight, Boards of Directors, Compliance &… [read post]
24 Feb 2007, 5:32 pm
Oxley (R-Ohio). [read post]
11 Mar 2012, 1:00 am
And from Tony Judt's wife, Jennifer Homans, some thoughts, here, on Judt's Thinking the Twentieth Century. [read post]
24 Jul 2006, 3:48 am
[L][W] Brobst, Jennifer A. [read post]
28 Apr 2017, 6:02 am
Maese, Latham & Watkins LLP, on Thursday, April 27, 2017 Tags: Bitcoin, Blockchain, Commodities, Exchange Act, Financial regulation, Financial technology, Innovation, Listing standards, NYSE, SEC, SEC enforcement, Securities regulation The Deregulation of Private Capital and the Decline of the Public Company Posted by Elisabeth de Fontenay, Duke University School of Law, on Thursday, April 27, 2017 Tags: Capital formation, Capital markets, Deregulation, Disclosure, External financing, Firm… [read post]
