Search for: "John Mattera" Results 1 - 17 of 17
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
18 Nov 2011, 6:42 am
But the Dealbook story posted below of John Mattera is an old school fraud. [read post]
26 Mar 2015, 12:01 pm
The SEC had sanctioned Mattera in 2010 for securities fraud and he had been convicted of a felony in Florida in 2003.Lodati and Brookville purposely withheld that information as well as Mattera’s involvement with Wilshire from investors. [read post]
13 Mar 2015, 12:00 pm by D. Daxton White
Wilshire Capital Partners Group LLC was headed by John Mattera, an individual with a significant criminal and regulatory background, including having been sanctioned by the Securities and Exchange Commission (SEC) in 2010 for securities fraud and convicted of a felony in Florida in 2003. [read post]
13 Mar 2015, 11:50 am by D. Daxton White
During the time Brookville solicited customers to invest in the offering, the firm’s CEO allegedly learned that John Mattera, an individual with a significant criminal and regulatory background, had effected transactions on behalf of Wilshire as Wilshire’s CEO and Managing Director. [read post]
5 Aug 2014, 6:17 am by Adam Weinstein
FINRA alleged that Lodati learned that John Mattera (Mattera) had effected transactions on behalf of Wilshire as Wilshire’s CEO and Managing Director and that Mattera had been sanctioned and fined by the Securities and Exchange Commission (SEC) for securities fraud in 2010 and convicted of a felony by the state of Florida in 2003. [read post]