Search for: "Joseph Lerner"
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24 May 2012, 8:26 am
On Monday, a Financial Industry Regulatory Authority ("FINRA") arbitrator ruled in favor of customers, Joseph Graziose and Florence Hechtel (collectively "Customers"), and ordered David Lerner Associates, Inc. [read post]
24 May 2012, 6:52 am
As reported May 23 by Investment News, an arbitrator of the Financial Industry Regulatory Authority (FINRA) ordered Lerner to pay the claimants – Joseph Graziose and Florence Hechtel – $24,450 after they return their shares of Apple REIT Nine to the firm. [read post]
3 Jun 2012, 9:51 pm
In May 2012, the Financial Industry Regulatory Authority ordered David Lerner Associates Inc. to pay claimants Florence Hechtel and Joseph Graziose $24,450 following the return of their Apple REIT Nine shares to the firm. [read post]
14 Jun 2017, 8:19 am
Lerner (George Mason University - Antonin Scalia Law School, Faculty) has posted The Trial of Joseph Dotterweich: The Origins of the 'Responsible Corporate Officer' Doctrine (Criminal Law and Philosophy, V. 11, 2017 Forthcoming) on SSRN. [read post]
24 May 2012, 6:42 am
It is being reported that the first of potentially hundreds of arbitration cases relating to the sale of Apple REITS by David Lerner Associates Inc. has been decided in favor of claimants Joseph Graziose and Florence Hechtel. [read post]
10 Mar 2021, 10:58 am
Lerner. [read post]
26 May 2012, 10:54 pm
Financial Industry Regulatory Authority Inc. arbitrator Alvin Green is ordering David Lerner Associates Inc. to pay claimants Florence Hechtel and Joseph Graziose $24,450 for the Apple REITs that they bought from the firm. [read post]
15 Feb 2021, 11:03 am
FINRA Arbitration Claim Seeks Up to $100K in Damages for Investor’s Losses A New York widow is pursuing damages from David Lerner Associates after she suffered losses from investments she purchased at broker Michael Joseph Norton’s recommendation, including the firm’s proprietary Energy 11, LP private placement. [read post]
9 Mar 2021, 2:31 pm
Lerner 1255769 White Plains, New York Rafael Klein 2865823 Westport, Connecticut Glen Howard Werner 6118112 Syosset, New York Michael Joseph Norton 2617985 Syosset, New York If a broker at David Lerner Associates recommended the Spirit of America Energy Fund to you and you have suffered investment losses, contact New York securities arbitration lawyers Iorio Altamirano LLP for a free and confidential evaluation of your account. [read post]
4 May 2021, 10:27 am
Joseph R. [read post]
25 May 2012, 7:48 am
The first of many cases involving sales of Apple REITS by David Lerner Associates Inc. has resulted in an arbitration award in favor of the aggrieved investors, Joseph Graziose and Florence Hechtel. [read post]
23 Jun 2015, 8:02 am
Lerner of Politico.com has this report. [read post]
4 Sep 2015, 6:35 am
If you or a family member lost money that was invested with Joseph A. [read post]
14 Jan 2021, 8:43 am
He was then affiliated with Joseph Stone Capital in Huntington, New York from 2017 until May 2018. [read post]
21 Apr 2021, 6:00 am
Investment Adviser, Joseph Teifer, currently employed at Herbert J. [read post]
28 Mar 2007, 10:49 pm
See for example Joseph Hosteny such as "Post-Grant Opposition: Building on Sand," Intellectual Property Today [IPT], pp. 8-9 (August 2004) or What Now? [read post]
26 Jul 2011, 3:06 pm
Joseph Pickard, General Counsel for David Lerner Associates, places blame for the decline in sales on the FINRA complaint, the class action lawsuits, and associated negative press the firm received following the lawsuits. [read post]
16 Mar 2007, 7:45 am
Berman is referring to an article by Joseph E. [read post]
31 Mar 2023, 1:22 pm
Estate of Henry Joseph Darger v. [read post]
29 Sep 2011, 1:03 pm
" It's written by Joseph A. [read post]
