Search for: "LEONE INDUSTRIES, INC."
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1 Jul 2015, 1:50 pm
Leone (“Leone”) submitted a Letter of Acceptance, Waiver, and Consent (“AWC”) to settle allegations made by the Financial Industry Regulatory Authority, Inc. [read post]
6 Oct 2017, 9:33 am
A review of FINRA’s BrokerCheck indicates that Leon (or Lee) William Vaccarelli (CRD# 3227636) entered the securities industry in 1999. [read post]
14 Jun 2019, 12:08 pm
Vaccarelli’s BrokerCheck record notes that he worked 17 years in the securities industry. [read post]
9 Dec 2019, 5:34 pm
From November 2011 until March 2017 Almeida was registered with MSI Financial Services, Inc. [read post]
11 Nov 2017, 9:05 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) broker Leon Rehak (Rehak) has been subject to two customer complaints. [read post]
25 Jul 2008, 12:30 pm
Koppers Industries, Inc., No. [read post]
25 Mar 2012, 12:55 pm
Wei Lu has foolishly adopted the "memristor" idea of Leon Chua in describing his technology. [read post]
3 Aug 2021, 9:30 pm
Paramount, Inc. (1948), attorneys adapted to the needs of the industry by using dealmaking contracts to align the incentives of cautious financiers and ambitious creatives to work together. [read post]
19 Jan 2016, 9:27 am
Vaccarelli entered the securities industry in January 1999. [read post]
6 Aug 2014, 8:07 am
Leone entered the securities industry in 1993. [read post]
4 Aug 2014, 7:53 am
The five accused brokers, Douglas Leone, David Levy, Andre LaBarbera, Antonio Costanzo and Donald Bartelt, were working with the firm Newport Coast Securities Inc during the relevant time. [read post]
12 Mar 2014, 5:07 am
Zurn Industries, Inc. [read post]
31 Jul 2016, 10:00 pm
Nathan Wolfe, founder of Metabiota Inc. [read post]
14 Feb 2013, 6:53 am
SEAK, Inc. [read post]
30 May 2013, 4:04 pm
Expedia, Inc., et al. [read post]
27 Apr 2011, 5:52 am
Big Deal: Johnson & Johnson is to buy Swiss medical devices maker Synthes Inc for 19 billion Swiss francs ($21.6 billion) in its largest ever buy, boosting its orthopedic business and reshaping the industry, according to Reuters. [read post]
31 Aug 2023, 6:28 am
PMYY Leon Corporation, Inc. [read post]
3 Feb 2010, 1:47 pm
It gave rise to this a recent opinion by Judge Richard Leon, Smoking Everywhere, Inc. v. [read post]
4 Aug 2014, 7:10 pm
The law offices of Gana LLP are investigating claims of churning and failure to supervise in wake of the allegations made by The Financial Industry Regulatory Authority (FINRA) concerning allegations that from September 2008, through May 2013, Newport Coast Securities, Inc. [read post]
16 Apr 2024, 6:37 am
In re Suarez Industries, Inc., Serial No. 97602779 (April 10, 2024) [not precedential] (Opinion by Judge Michael B. [read post]
