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11 Sep 2007, 3:34 am
Robert Miller over at Truth on the Market has an excellent post up on the recent Second Circuit decision in Merrill Lynch & Co., Inc. v. [read post]
11 Jan 2019, 9:55 am by Silver Law Group
David Krumrey (CRD #4121845) was employed by Oppenheimer & Co, Inc. from March 2009 through September 2017. [read post]
18 Sep 2007, 5:18 am
Robert Miller over at Truth on the Market has another post up on the recent Second Circuit decision in Merrill Lynch & Co., Inc. v. [read post]
6 Mar 2009, 12:51 am
Portfolio Media, Inc. is reporting that investment giant Merrill Lynch & Co. [read post]
1 Apr 2009, 9:17 am
  In one of the single largest securities arbitration awards ever, Merrill Lynch & Co. has been ordered to pay $39.8 million to a group affiliated with the Freemasons. [read post]
6 Jun 2012, 5:00 am by Samuel Hagreen
In re Merrill Lynch Auction Rate Securities Litigation arose out of an action by an investor, Louisiana Pacific Corporation (“plaintiff”) filed suit against underwriters Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Inc. [read post]
9 Jul 2007, 3:06 pm
Equal Employment Opportunity Commission has sued Merrill Lynch & Co. [read post]
2 Nov 2007, 5:17 am
A few minutes ago it sent out a press releaseThis morning, an article in the Wall Street Journal about Merrill Lynch & Co., Inc., (NYSE: MER - News), relying on unidentified sources, speculated about inappropriate transactions that "may have been designed" to avoid write-downs that "might have been" required earlier in the year. [read post]
30 Jan 2009, 2:58 am
On January 16, 2009, Ohio Attorney General Richard Cordray and investors agreed to approve a $475 million settlement for a class action suit filed against Merrill Lynch (In re Merrill Lynch & Co., Inc. [read post]
31 Oct 2008, 4:53 pm
 According to Investment News, in the middle of gut-wrenching times for the stock market, top-producers at Merrill Lynch & Co. [read post]
9 Dec 2013, 11:58 am by Editorial Board
On November 21, the Court of Appeals for the Second Circuit affirmed the dismissal of a suit brought by South Korea‘s Woori Bank against Merrill Lynch & Co., Inc. and Bank of America Corp. on statute of limitations grounds. [read post]
3 May 2020, 10:03 am by Silver Law Group
Previous employment included Stanford Group Company from January to March 2009 and Merrill Lynch, Pierce, Fenner & Smith Inc. from March 2000 to January 2009. [read post]
20 May 2008, 2:54 pm
In 2007, investor Ronald Ventura had filed a securities fraud lawsuit against Merrill Lynch & Co., Merrill Lynch, Pierce, Fenner & Smith Inc., and Blodget. [read post]
11 Feb 2009, 8:15 pm
Merrill Lynch, Pierce, Fenner & Smith, Inc., Federal District Court Filings and Dockets, Justia Related Web Resources: TGS-NOPEC Geophysic Merrill Lynch Pierce Fenner & Smith Inc. [read post]