Search for: "Lyons Trading, LLC"
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2 Oct 2015, 7:44 am
Lyon have alleged unsuitable investment recommendations and unauthorized trading. [read post]
20 May 2019, 11:02 am
Lyons, LLC (CRD#:453) of Louisville, KY. [read post]
21 Aug 2018, 1:52 pm
Lyons, LLC of Marion, IL (CRD #453). [read post]
31 Mar 2023, 11:36 am
FINRA reportedly barred Lyons in 2018 after he failed to provide information in its investigation. [read post]
13 May 2020, 4:39 am
In re Lord Lion Winery LLC, Serial No. 87808799 (April 11, 2020) [not precedential] (Opinion by Judge Michael B. [read post]
13 Nov 2023, 4:07 am
The petitioner alleged that because the LLC had no written operating agreement as required by LLC Law Section 417(a), the entity did not attain LLC status and therefore had to be treated as a partnership. [read post]
25 Oct 2006, 1:16 pm
In Lyons v. [read post]
12 Aug 2020, 11:10 am
Lyons (Hilliard Lyons) broker, Christopher Duke Bennett who reportedly has “more than a dozen customer disputes dating back to 2016. [read post]
5 Apr 2010, 1:30 am
From a policy standpoint, LLC cases granting equitable remedies as in Superior Vending and Lyons (and let's not forget Tzolis v. [read post]
19 Oct 2020, 4:19 am
Rather than rely upon direct New York authority applying common-law dissolution to LLCs, the petitioner analogized to prior instances of New York courts applying equitable / common-law principles to find remedies that do not exist as a matter of statute: Lyons v Salamone, 32 AD3d 757 [1st Dept 2006]: the Court announced that courts may, upon dissolution, order an equitable buyout of one LLC member by another in lieu of liquidation Tzolis v Wolff, 10 NY3d 100 [2008]: the… [read post]
14 Jul 2020, 3:58 am
., Lyon LLC, Penco Products Inc., and Tennsco LLC (Petitioners) filed antidumping (AD) and countervailing duty (CVD) petitions against Certain Metal Lockers and parts thereof from China. [read post]
21 Apr 2019, 10:14 am
Lyons, LLC (JJB Hilliard), has been subject to at least thirteen customer complaints and one regulatory action during the course of his career. [read post]
10 Oct 2018, 10:35 am
Lyons, LLC (JJB Hilliard), has been subject to six customer complaints. [read post]
28 May 2012, 7:58 pm
The Court found after trial that Crombie misled McConnon and Lyons to form the LLC to manage a hedge fund product and client accounts using his futures trading program. [read post]
23 Sep 2016, 10:15 am
From the Desk of Jim Eccleston at Eccleston Law LLC:The Securities and Exchange Commission has issued penalties against 13 investment advisory firms found to have violated securities laws by spreading false claims.The SEC found that the 13 firms negligently relied upon claims by F-Squared Investments that its AlphaSector strategy for investing in exchange-traded funds (ETFs) had outperformed the S&P Index for several years. [read post]
25 Apr 2019, 12:45 pm
Lyons and his investment advisory businesses, Synchronicity Capital GP, LLC, Synchronicity Capital Group, and Synchronicity Group, LLC, used the money to pay for Lyons’ personal spending, including Broadway shows, concert tickets, sailing expenses, rent, and other costs. [read post]
3 Jan 2014, 7:00 am
Sasafrasnet, LLC, No. 13-1202 (Nov. 4, 2013). [read post]
18 Jan 2017, 1:35 pm
Lyons in Greenville, SC from 01/26/2012 – 10/12/2016. [read post]
4 Aug 2011, 9:25 am
Lyons P'ship, L.P. v. [read post]
4 Aug 2011, 9:25 am
Lyons P'ship, L.P. v. [read post]
