Search for: "MELLON FIN CORP" Results 1 - 15 of 15
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7 May 2012, 4:14 am by Broc Romanek
Corp Fin Issues 24 More JOBS Act FAQs On Thursday, Corp Fin added more JOBS Act FAQs - #18-41 in their series - related to Title I of the JOBS Act regarding scaled disclosure and EGCs. [read post]
16 Mar 2020, 2:03 am by Lynn Jokela
Friday afternoon, to accommodate companies and shareholders who are changing their annual meeting plans in response to COVID-19, the SEC announced that Corp Fin was providing Staff guidance about compliance with federal proxy rules for upcoming annual shareholder meetings – this includes guidance about virtual shareholder meetings. [read post]
14 May 2014, 3:49 am by Broc Romanek
My tech-savvy staff is merely myself – and I did the next best thing by playing 8 different roles in this reenactment video: Corp Fin Grants 1st Foreign Issuer Deregistration No-Action Relief Under Rule 12h-6 Last week, Corp Fin gave no-action relief to Sundance Energy Australia Limited, which is the first busted IPO letter that the Staff has given in the Form 15F/Rule 12h-6 context, which is the special deregistration rule for foreign private issuers. [read post]
8 Jun 2016, 2:49 pm by Kevin LaCroix
On May 23, 2016, in an interesting development in one of the more high profile lawsuits to arise out of the financial crisis, the Second Circuit reversed the $1.27 billion civil penalty that Southern District of New York Judge Jed Rakoff  imposed on Countrywide and several related defendants in a case involving the company’s sale of mortgages to government sponsored entities. [read post]