Search for: "MERRIL LYNCH & CO." Results 1 - 20 of 726
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11 Sep 2007, 3:34 am
Robert Miller over at Truth on the Market has an excellent post up on the recent Second Circuit decision in Merrill Lynch & Co., Inc. v. [read post]
1 Apr 2009, 9:17 am
  In one of the single largest securities arbitration awards ever, Merrill Lynch & Co. has been ordered to pay $39.8 million to a group affiliated with the Freemasons. [read post]
11 Jul 2023, 11:12 am by jeffreynewmanadmin
The Securities and Exchange Commission today announced charges against Merrill Lynch, Pierce, Fenner & Smith Incorporated and its parent company BAC North America Holding Co. [read post]
6 Jun 2012, 5:00 am by Samuel Hagreen
In re Merrill Lynch Auction Rate Securities Litigation arose out of an action by an investor, Louisiana Pacific Corporation (“plaintiff”) filed suit against underwriters Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Inc. [read post]
6 Mar 2009, 12:51 am
Portfolio Media, Inc. is reporting that investment giant Merrill Lynch & Co. [read post]
A judge in New York ruled last week that Merrill Lynch & Co. must go to arbitration to pursue a broker for an unpaid promissory note. [read post]
16 Sep 2010, 9:28 am
James Brown was convicted [JURIST report], along with three other former Merrill Lynch executives in 2004, in the first criminal trial stemming from the Enron collapse. [read post]
29 Aug 2011, 11:12 am by Mark J. Astarita, Esq.
That would undoubtedly be good news for Merrill Lynch brokers and advisors.BofA's woes making life difficult for Merrill advisers - InvestmentNews Related articles, courtesy of Zemanta: Reports: BofA eyes sale of Merrill Lynch assetsBuffett hasn't saved Bank of America, he'll just profit from the reckoningBofA May Sell Merrill Property Assets to BlackstoneBofA Merrill Global Equities Co-Head Going to UBS [read post]
10 Apr 2009, 6:44 am
Despite a climate of uncertainty, there is one lawyer who is feeling pretty good about himself: Brian Moynihan.Brian Moynihan, 49, is the lawyer put in charge of Merrill Lynch & Co. following the ouster of John Thain, the last chairman and chief executive officer of Merrill Lynch before its distressed merger with Bank of AmericaLife is good for Moynihan and possibly getting even better soon. [read post]
31 Oct 2008, 4:53 pm
 According to Investment News, in the middle of gut-wrenching times for the stock market, top-producers at Merrill Lynch & Co. [read post]
15 Sep 2008, 3:01 am
From the Wall Street Journal: In a rushed bid to ride out the storm sweeping American finance, 94-year-old Merrill Lynch & Co. agreed late Sunday to sell itself to Bank of America Corp. for roughly $44 billion.The deal, which was being worked out in 48 hours of frenetic negotiating, could instantly reshape the U.S. banking landscape, making the nation's prime behemoth even bigger. [read post]
14 Nov 2007, 9:30 am
Thain, the chairman and chief executive of NYSE Euronext and a former co-president of Goldman Sachs, has been selected to be the next chief executive of Merrill Lynch, a person briefed on the situation told The New York Times. [read post]
5 Dec 2008, 10:32 pm
Merrill Lynch & Co. is confirming that Branch Manager Joseph Mattia no longer works for the investment firm's global wealth-management group. [read post]
16 Sep 2010, 4:47 pm by CrimProf BlogEditor
The Wall Street Journal has this story: In the latest twist in the government's multi-year prosecution of the Enron Corp. scandal, the Justice Department moved Wednesday to drop charges against a former Merrill Lynch & Co. official days before a... [read post]
12 Nov 2007, 4:41 am
Merrill Lynch & Co., et al., Case No. 07-CV-9633 (S.D.N.Y.), accuses Merrill Lynch of making false and misleading statements about its subprime mortgage investments. [read post]
11 Jul 2023, 9:11 am by Mark Astarita
The Securities and Exchange Commission today announced charges against Merrill Lynch, Pierce, Fenner & Smith Incorporated and its parent company BAC North America Holding Co. [read post]