Search for: "MERRILL LYNCH CREDIT CORPORATION"
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Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
Its subsidiary Merrill Lynch Professional Clearing Corporation is charged with violating Sections 15(c)(3) and 17(a)(1) and Rules 15c3-3, 17a-3(a)(10) and 17a-5(a). [read post]
15 Sep 2008, 3:06 pm
., has agreed to acquire Merrill Lynch for approximately $50 billion. [read post]
1 Oct 2012, 1:13 am
It is striking what a significant portion of the $7.93 billion total that BofA has had to fund due to its credit crisis era acquisitions of Merrill Lynch and Countrywide. [read post]
14 May 2010, 5:48 am
The Florida Supreme Court has affirmed the dismissal of two class actions brought against Merrill Lynch Credit Corporation that sought return of document preparation fees on a theory that the corporation had engaged in the unauthorized practice of law. [read post]
8 Aug 2008, 3:31 pm
Merrill Lynch's offer will be effective January 15, 2009 and run through January 15, 2010 according to the firm. [read post]
21 Apr 2009, 8:12 am
Credit default swaps played a major role in the credit crisis that brought the downfall of Lehman Brothers Holdings, the bailout and restructuring of American International Group Inc., and Merrill Lynch & Co. being absorbed by Bank of America Corp. [read post]
23 Jul 2021, 12:55 pm
Under the BrokerCheck heading "Employment Separation After Allegations," both Merrill Lynch and BofA Securities/Merrill Lynch reported that Singh had been "discharged" on September 20, 2019, based upon allegations of "Conduct involving the use of a corporate credit card inconsistent with firm policy. [read post]
15 Nov 2008, 10:33 pm
In 2005, Merrill Lynch CEO Stanley O'Neal boasted that Merrill Lynch had "the right people in place as well as good risk management and controls. [read post]
22 Feb 2007, 3:26 pm
US District Judge Melinda Harmon [Houston Chronicle profile] denied a motion filed by defendants Merrill Lynch and Co. [read post]
27 Feb 2007, 12:19 pm
., Merrill Lynch and Company, PriceWaterhouseCoopers, And Others Yesterday, the Supreme Court announced that it will not take a case involving Crown Vantage Inc. and its allegations that PriceWaterhouseCoopers LLP, Merrill Lynch and Co., Inc., a Credit Suisse Group unit, as well as other individuals and companies, approved a fraudulent transaction that had been executed by James River Corp., Crown's parent company at the time. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of (i) Merrill Lynch & Co. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of (i) Merrill Lynch & Co. [read post]
6 Aug 2012, 6:49 am
This rating is based upon the credit quality of (i) Merrill Lynch & Co. [read post]
18 Feb 2009, 1:27 pm
., a registered broker-dealer, commenced an arbitration proceeding against Merrill Lynch to recover $140 million paid for auction rate securities sold to it by Merrill, according to a February 10, 2009 article by Mary Alice Robbins in LAW.COM. [read post]
5 Sep 2008, 3:35 pm
Corporate investors have begun filing lawsuits against major brokerage firms, including Merrill Lynch and Credit Suisse, seeking to recover losses sustained in auction-rate securities issued by CDOs and other structured finance vehicles, reported Elinor Comlay of Reuters on Wednesday, September 3, 2008. [read post]
13 Apr 2017, 10:43 am
Merrill Lynch Employee Flies First Class After Mystery Man Misuses Corporate Card You hear about the FINRA regulatory settlement involving the employee who submitted personal charges for reimbursement except he claimed that some mystery man had misused his credit card but then sought reimbursement anyway but later paid all the charges including a first-class-flight ticket even though he testified that he was forced to buy that first-class ticket because a… [read post]
2 Sep 2011, 3:14 pm
Countrywide Financial Corporation Credit Suisse Holdings (USA), Inc. [read post]
16 Sep 2008, 9:25 am
Those firms that have regularly represented Merrill Lynch face the challenge of dealing with the investment bank's new owner.Merrill Lynch has had strong historical ties with Shearman & Sterling in particular, and the bank's present vice chairman and general counsel, Rosemary Berkery, began her career at the firm. [read post]
9 Jan 2012, 12:58 am
This settlement was followed in December with the $315 million settlement of the Merrill Lynch mortgage-backed securities case. [read post]
3 Aug 2009, 9:38 am
Citigroup did it, followed by Morgan Stanley, UBS, Merrill Lynch, Wachovia, Bank of America (BofA) and, most recently, Morgan Keegan and Ameritrade. [read post]
