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The SEC recently charged Mitchell, Porter & Williams, Inc., a Los Angeles investment adviser, and Thomas Mitchell with operating a $14.7 million Ponzi scheme targeting retiring Los Angeles County Metropolitan Transit Authority bus drivers. [read post]
5 Feb 2019, 1:16 pm by Silver Law Group
Mitchell Alan Kurtz (CRD #2437746) is a former registered broker and investment advisor whose last employer was Henley & Company LLC (CRD #131453) of Roslyn Heights, NY. [read post]
6 Jun 2017, 12:32 pm by Adam Gana
Walker entered the securities industry in 1992 and currently employed at Next Financial Group, Inc. [read post]
8 Nov 2018, 7:34 am by Staff Attorney
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) former advisor Mitchell Kurtz (Kurtz), formerly associated with Henley & Company LLC (Henley & Company) in Roslyn Heights, New York was terminated by the firm. [read post]
6 Jun 2019, 12:18 pm by Staff Attorney
According to BrokerCheck records financial advisor Mitchell Black (Black), currently employed by Ameriprise Financial Services, Inc. [read post]
17 Apr 2019, 12:00 pm
AIA Holdings, Inc., which was the parent company of the insurance companies backing Mitchell’s bond, expressly acknowledges the pressures to engage in bounty hunting. [read post]
19 May 2009, 7:04 am
Chuck Stefan, vice president of The Mitchell Company, Inc., claims that Chinese drywall his company used in 36 houses in Prichard and 12 houses in Pensacola is defective. [read post]
17 Nov 2017, 7:44 am by Robert Kraft
District Court for the Northern District of Illinois jury ordered pharmaceutical manufacturer AbbVie Inc. to pay $150 million in damages to Oregon resident Jesse Mitchell after he filed a suit claiming the company’s AndroGel product led to a heart attack in 2012. [read post]
17 Feb 2022, 10:47 am
In Power Workers’ Union v Elexicon Energy Inc., 2022 CanLII 7228 (ON LA) (Elexicon Energy), a union challenged the reasonableness of an electricity distribution company’s mandatory COVID-19 vaccination policy (Policy). [read post]
16 Dec 2008, 5:32 am
In exchange for his bribes to Cunningham, Wade's defense company, MZM Inc, received $150 million in government contracts between 2002 and 2005. [read post]
28 Jan 2013, 7:26 am by Sheldon Toplitt
(Photo credit: Wikipedia)Following a brief surge after competitor Borders Group, Inc. went belly-up (see "TUOL" post 7/20/11), Barnes & Noble saw a near-11 percent drop in sales at its bookstores and on its Web site this past holiday season, according to a Reuters wire service article.B & N CEO Mitchell Klipper told the Wall St. [read post]