Search for: "MORGAN KIM" Results 1 - 20 of 164
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
13 Jul 2011, 4:49 am by Securites Lawprof
The SEC recently settled charges against Jennifer Kim, a former trader at Morgan Stanley & Co. assigned to the swaps desk. [read post]
7 Aug 2013, 7:44 am by Katherine C. Pearson
I am pleased to be joining Kim Dayton and Rebecca Morgan, two colleagues I respect deeply for their many and diverse contributions to "Elder Law," still a relatively young field, despite the name. [read post]
28 Jul 2017, 6:48 am by Renae Lloyd
Kim Dee Isaacson Barred for Allegations of Unauthorized Trades According to reports, The Financial Industry Regulatory Authority’s enforcement unit has permanently barred former Morgan Stanley broker Kim Dee Isaacson for overstating a client’s account balance by as much as $3.1 million while reportedly making hundreds of unauthorized trades, according to a settlement order posted Wednesday. [read post]
1 Mar 2010, 5:00 am by Tom Kosakowski
Kim Morgan, the Ombuds for the community college in Thunder Bay, Ontario, reported that her office assisted 63 students this past fall. [read post]
It was just about a year ago that Rebecca Morgan and I joined Kim Dayton on the Elder Law Prof Blog. [read post]
8 Jun 2020, 4:40 am by Tom Kosakowski
Kim Morgan has stepped in as the Interim Ombudsperson for the public university in Thunder Bay, Ontario. [read post]
7 Aug 2013, 5:38 am by Kim Dayton
The blog's new editors are Professor Rebecca Morgan (Stetson) and Professor Katherine Pearson (Penn State), along with moi (Kim Dayton). [read post]
30 Dec 2013, 2:15 am by Katherine C. Pearson
Kim Dayton invited Becky Morgan and me to join her on the Elder Law Prof Blog, with our collaboration first appearing in mid-August. [read post]
16 Feb 2012, 9:12 am by McNabb Associates, P.C.
3news.co.nz on February 14, 2012 released the following: “By Imogen Crispe Internet piracy-accused Kim Dotcom could avoid extradition on a legal technicality, a previous benchmark case shows. [read post]
17 Oct 2016, 7:26 am by Adam Weinstein
  From December 2008 through February 2014 Isaacson was registered with Morgan Stanley. [read post]
25 Mar 2013, 8:29 pm by Leslie Sammis
Former Director, Kim Russell, an Orlando resident who started the political action committee was happy with the transition.Many thought Florida would be one of the last states to legalize marijuana. [read post]
20 Dec 2017, 11:43 am by Tom Kosakowski
College Ombudsperson Kim Morgan reports that she worked with 133 students in 2016-17, an increase of 9% from the prior academic year, but generally in line with recent usage. [read post]
27 Nov 2018, 10:30 am by Tom Kosakowski
In her annual report, College Ombudsperson Kim Morgan said that the past academic year, "was marked by a five-week long academic strike which impacted not only students and their families but funders, faculty and staff. [read post]
28 Feb 2014, 8:13 am by Sabrina I. Pacifici
“The Initiative on Global Markets conference began with this year’s report “Market Tantrums and Monetary Policy,” written by Michael Feroli (JP Morgan Chase), Anil Kashyap (Chicago Booth), Kim Schoenholtz (NYU) and Hyun Song Shin (Princeton). [read post]
2 Mar 2021, 10:38 am by Tom Kosakowski
He follows Interim Ombudsperson, Kim Morgan, who kept the lights on after Rob Thompson moved to Camosun College last March. [read post]