Search for: "Manhattan Advisers LLC"
Results 1 - 20
of 158
Sorted by Relevance
|
Sort by Date
1 Jun 2010, 1:03 pm
LLC in Manhattan. [read post]
13 Apr 2023, 5:17 am
Our firm is investigating potential investment fraud claims by customers of former LPL Financial LLC financial advisor John Nicholas Matson in Manhattan Beach, California. [read post]
18 Mar 2010, 7:31 pm
Madoff Investment Securities, LLC (“BLMIS”) — were indicted today by a federal grand jury in Manhattan on charges of conspiracy, falsifying records of a broker-dealer, and falsifying records of an investment adviser. [read post]
8 Jan 2017, 5:36 pm
Keenan was a financial adviser at Train Babcock Advisors in Manhattan, New York during the alleged theft. [read post]
18 Mar 2010, 1:56 pm
Madoff Investment Securities, LLC were indicted by Manhattan’s Federal Grand Jury on charges of conspiracy, falsifying records of a broker-dealer, and falsifying records of an investment adviser. [read post]
16 Oct 2017, 4:10 am
The SEC alleges that Rogicki served as investment adviser to the charitable foundation and as its president and a trustee., The Manhattan District Attorney brought criminal charges against Rogicki in a parallel action. [read post]
22 Apr 2018, 4:34 am
Also see, Former Financial Adviser At Global Bank Charged In Manhattan Federal Court With Multimillon-Dol... [read post]
30 Jan 2017, 3:34 am
Last week’s unanimous decision by the Manhattan-based Appellate Division, First Department in Shapiro v Ettenson, 2017 NY Slip Op 00442 [1st Dept Jan. 24, 2017], affirmed the lower court’s order enforcing an operating agreement signed by two of the LLC’s three co-founding, co-equal members, adopted two years after the LLC’s formation without the signature or consent of the LLC’s third… [read post]
16 Nov 2013, 4:44 pm
In that case, three individuals formed a New York limited liability company to acquire and manage a long-term lease for a building in Manhattan. [read post]
12 Apr 2024, 5:00 am
# # #DECISIONFAF, LLC v LIR, LLC [read post]
25 Apr 2016, 3:17 am
The LLC, headquartered in Manhattan and operating under the trade name Belardi/Ostroy, was formed in 1997 as a 50-50 joint venture between an established marketing company known as American List Counsel (ALC) and two individuals — Ms. [read post]
19 Oct 2015, 3:27 am
The court’s opinion by Manhattan Commercial Division Justice O. [read post]
8 Jul 2015, 2:29 pm
He advised approximately 500 clients who collectively kept roughly $89 million in assets under his management, according to a criminal complaint filed by Manhattan federal prosecutors. [read post]
11 Jul 2014, 8:42 am
The move from wirehouses to independent firmst continues as advisers seek better service for their clients and more freedom for themselves.Steward Partners Global Advisory LLC, an employee-owned, full service independent partnership, announced today that Kenneth Mathieson and Erik Mathieson, along with their other team members, have left the midtown Manhattan office of Morgan Stanley, to join Steward Partners. [read post]
12 Sep 2016, 6:39 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
20 Apr 2015, 12:01 pm
Oppenheim used the money for himself — in online trading accounts he controlled and to pay his home loan and bills.In addition, authorities said, Oppenheim gave clients fraudulent bank statements reflecting municipal bonds that were in fact held by other customers.The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
20 Mar 2012, 9:32 am
The law firm of Cosgrove Law, LLC has already counseled one client regarding the investment adviser activities of James Tagliaferri and his TAG Virgin Islands, Inc. [read post]
18 Nov 2013, 3:44 am
Upon learning of the withdrawals, the other principals advised Roberts that the payments were unauthorized and unearned, and demanded they be refunded. [read post]
17 Aug 2020, 4:36 am
Manhattan Commercial Division Justice Andrea Masley granted summary judgment for the plaintiff LLC. [read post]
11 Oct 2019, 7:34 am
Tonkovic, J.D.The district court sitting in Manhattan has dismissed a breach of fiduciary duty claim against Calamos Advisors LLC. [read post]
