Search for: "Mary Jo Andrews " Results 1 - 20 of 131
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9 Apr 2013, 4:18 am by Broc Romanek
Senate Confirms Mary Jo White as SEC Chair Yesterday, the Senate confirmed Mary Jo White as the next SEC Chair by unanimous consent, with no roll-call vote. [read post]
27 Apr 2015, 8:10 am by Andrew Abramowitz
Among other things, SEC Chair Mary Jo White notes that adoption of Title III crowdfunding rules is a priority for 2015. [read post]
8 Dec 2010, 1:39 pm by Brian Baxter
The story stated that Rattner's former lawyers at Simpson Thacher & Bartlett have retained Debevoise & Plimpton litigation chair Mary Jo White for an inquiry commenced by Cuomo's office. [read post]
14 Nov 2015, 6:36 am
In late October, the Securities and Exchange Commission announced that under the leadership of chair Mary Jo White and enforcement director Andrew Ceresney, the SEC has continued to ramp up enforcement activity. [read post]
26 Mar 2014, 7:15 am by Andrew Abramowitz
Recent public comments from SEC Chair Mary Jo White in her speech:  “Protecting the retail investor”. [read post]
2 Feb 2017, 6:52 am
The change in administration is likely to be as tumultuous and unpredictable for the SEC as for any other federal agency, and the differences between the enforcement priorities under Chair Mary Jo White and Enforcement Division Director Andrew Ceresney and those of their successors may be more stark than other SEC transitions in recent years. [read post]
2 Apr 2015, 5:53 am
Not a shining legacy.In 2015, we are told that much has changed at the SEC; that is is invigorated by Mary Jo White's leadership, by Enforcement Chief Andrew Ceresney's aggressive agenda, and by Commissioner Daniel Gallagher's bully pulpit. [read post]
3 Jun 2015, 5:31 pm by Colin O'Keefe
In it, Kevin Lacroix has an interesting piece on Elizabeth Warren taking some shots at SEC CHair Mary Jo White. [read post]
And the Commission itself is now led for the first time by a former federal prosecutor, Mary Jo White, the US Attorney for the Southern District of New York from 1993 to 2002. [read post]
7 Dec 2016, 7:35 am by Christopher M. Varano
Following up on our earlier report that Mary Jo White, the chair of the Securities and Exchange Commission, will step down at the end of the Obama administration, news of other departures within the SEC has begun to spread. [read post]
Since Mary Jo White was confirmed as the new Chairman in April, and George Canellos and Andrew Ceresney were named Co-Directors of the Division of Enforcement later that month, a number of enforcement actions and SEC statements suggest a heightened vigilance, particularly with respect to potential corporate accounting failures. [read post]
13 Apr 2012, 3:48 pm by lawmrh
Mary’s who inveighed against the malady they called “diarrhea of the pen. [read post]
14 Jan 2017, 7:07 am
We expect that the announced departures of SEC Chair Mary Jo White, Division of Corporation Finance Director Keith Higgins and Division of Enforcement Director Andrew Ceresney will not diminish the career staff’s promised close scrutiny in the new year of how well companies are following this guidance. [read post]
28 Dec 2015, 8:18 am by Mark Astarita
“These reports demonstrate the SEC’s vigilant oversight of the credit rating industry,” said Chair Mary Jo White. [read post]
25 Oct 2013, 6:34 am by Doug Cornelius
White softens stance on minor securities violations by Mark Schoeff Jr. in Investment News Securities and Exchange Commission Chairman Mary Jo White told compliance officers Tuesday that the agency will work with them to address regulatory lapses before resorting to enforcement. [read post]
2 Mar 2015, 4:00 am by Ray Dowd
@rbharringtonHemmings, Mary @maryhemmingsHenning, Coral @coralhHepler, Chrissy @chrissyheplerHeym, Robert @robertheymHolmes, Elizabeth @bethgholmesHood, Isabel @amusedmusingsHuddleston, Brian @bhuddleJenkins, Mary @jenkinsmJones, Caroline F. [read post]
31 Jan 2014, 5:20 am by Doug Cornelius
Welcoming Remarks from Chair Mary Jo White Investors and the SEC relies on compliance officers. [read post]
28 Dec 2017, 10:14 am
The only undecided incumbent, Judge Andrew Hague.We have been communicating with Judge Hague and he has told us that he is still examining all options, including: running for reelection, retiring early and throwing his seat to the JNC and Governor Scott, and serving out through the end of his current term.  OPEN SEATS GROUP 2: (Judge Mary Jo Francis retiring): Jeffrey CynamonJacqueline Woodward (switched from County Group 43) GROUP 18: (Judge Deborah… [read post]
” — Mary Jo White, Chair of the SEC, October 9, 2013 “In the end, our view is that we will not know whether there has been an overall reduction in accounting fraud until we devote the resources to find out, which is what we are doing. [read post]