Search for: "Merrill Lynch Corporation"
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12 Nov 2008, 1:15 pm
The New York Times had a piece in the weekend edition on the fall of Merrill Lynch. [read post]
17 Feb 2006, 7:35 am
[JURIST] Merrill Lynch [corporate website] said Friday it will pay $164 million to settle 23 class action lawsuits involving Merrill Lynch's research of internet companies in the 1990s. [read post]
17 Mar 2003, 3:03 pm
[JURIST] The US Securities and Exchange Commission [official website] Monday charged the Merrill Lynch investment firm and four of its former senior executives with aiding and abetting securities fraud by Enron Corporation. [read post]
6 Jun 2012, 5:00 am
In re Merrill Lynch Auction Rate Securities Litigation arose out of an action by an investor, Louisiana Pacific Corporation (“plaintiff”) filed suit against underwriters Merrill Lynch & Co. and Merrill Lynch, Pierce, Fenner and Smith Inc. [read post]
21 May 2012, 5:08 pm
The Wall Street Journal is reporting that Merrill Lynch is in talks with former Merrill brokers concerning disputes over unvested stock in deferred compensation plans that the brokers had at Merrill. [read post]
21 May 2012, 5:08 pm
The Wall Street Journal is reporting that Merrill Lynch is in talks with former Merrill brokers concerning disputes over unvested stock in deferred compensation plans that the brokers had at Merrill. [read post]
16 Sep 2010, 9:28 am
[JURIST] The US Department of Justice (DOJ) [official website] on Wednesday asked a federal judge to drop fraud and conspiracy charges against a former Merrill Lynch executive accused of taking part in the Enron [corporate website; JURIST news archive] Nigerian barge scam. [read post]
4 Jun 2015, 12:05 pm
By Jacquelyn LumbThe SEC’s Division of Corporation Finance has determined that Merrill Lynch, Pierce, Fenner & Smith Incorporated and Merrill Lynch Professional Clearing Corporation have made a showing of good cause for why it is not necessary to deny their reliance on Rule 506 of Regulation D based on their violation of Regulation SHO. [read post]
22 Jun 2018, 2:31 pm
Although a Delaware corporation, Merrill Lynch’s principal offices are in Bryant Park, New York. [read post]
22 Jun 2018, 2:31 pm
Although a Delaware corporation, Merrill Lynch’s principal offices are in Bryant Park, New York. [read post]
13 Aug 2011, 12:39 pm
[JURIST] A federal appeals court on Friday upheld [opinion, PDF] the conviction of ex-Merrill Lynch [corporate website] executive James Brown stemming from his role in the Enron fraud scandal [JUIRST news archive]. [read post]
2 Nov 2015, 5:00 am
By Matthew Garza, J.D.A claim against Merrill Lynch for aiding and abetting a breach of duty by directors of Zale Corporation was dismissed after the Delaware Court of Chancery accepted that it had misinterpreted the correct standard to apply to the underlying breach-of-duty claim. [read post]
24 Aug 2009, 12:49 pm
BofA has filed its "MEMORANDUM OF LAW ON BEHALF OF BANK OF AMERICA CORPORATION", a document filed at the court's direction in connection with the proposed settlement between the SEC and BofA over the disclosure of the bonuses paid by Merrill Lynch just before the merger closed. [read post]
8 Aug 2011, 6:38 am
Merrill Lynch & Company, now a part of Bank of America Corporation, allegedly did not inform investors of its involvement in propping up auctions. [read post]
16 Nov 2016, 8:20 am
These structured notes were issued by Merrill Lynch’s parent company, Bank of America Corporation, but Merrill Lynch had principal responsibility for drafting and reviewing the retail pricing supplements. [read post]
16 Nov 2016, 8:20 am
These structured notes were issued by Merrill Lynch’s parent company, Bank of America Corporation, but Merrill Lynch had principal responsibility for drafting and reviewing the retail pricing supplements. [read post]
16 Nov 2016, 8:20 am
These structured notes were issued by Merrill Lynch’s parent company, Bank of America Corporation, but Merrill Lynch had principal responsibility for drafting and reviewing the retail pricing supplements. [read post]
18 Jan 2010, 5:00 am
Merrill Lynch had to approve the merger; shareholders of BofA had to approve the issuance of the shares used to acquire Merrill Lynch. [read post]
15 Aug 2005, 12:06 pm
Merrill Lynch also had [read post]
Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
Its subsidiary Merrill Lynch Professional Clearing Corporation is charged with violating Sections 15(c)(3) and 17(a)(1) and Rules 15c3-3, 17a-3(a)(10) and 17a-5(a). [read post]
