Search for: "Merrill Lynch Mortgage Investors" Results 1 - 20 of 281
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2 Apr 2009, 11:52 am
http://www.aboutlawsuits.com/merrill-lynch-investor-arbitration-claim-award-3408/April 2nd, 2009 An arbitration panel through the Financial Industry Regulatory Authority (FINRA) awarded an investor $30.6 million in compensatory damages and $9.2 million in interest against Merrill Lynch as a result of the negligence of one of their subsidiary broker-dealers. [read post]
2 Feb 2009, 8:40 am
Last month, Merrill Lynch & Co. reached a $550 million settlement with investors and employees over losses related to investments in subprime mortgage-backed assets. [read post]
7 Feb 2023, 7:00 am by Zamansky LLC
For most individual investors filing a complaint against Merrill Lynch will involve going to FINRA arbitration. [read post]
30 Jan 2009, 2:58 am
On January 16, 2009, Ohio Attorney General Richard Cordray and investors agreed to approve a $475 million settlement for a class action suit filed against Merrill Lynch (In re Merrill Lynch & Co., Inc. [read post]
15 Jun 2011, 7:29 am by Nathan Koppel
The Securities and Exchange Commission is investigating Merrill Lynch over a collateralized debt obligation that it created for an Illinois Hedge Fund. [read post]
26 May 2011, 12:35 pm by By BEN PROTESS
Finra fined Credit Suisse Securities $4.5 million and Merrill Lynch $3 million, saying they had misled investors about the bad loans in mortgage-backed securities. [read post]
22 Jan 2011, 10:54 am
DiNapoli, BOA/Merrill Lynch settle for $4.25 million, Capitol Confidential, January 13, 2011 The Subprime Mortgage Market Collapse: A Primer on the Causes and Possible Solutions, The Heritage Foundation NY comptroller settles Merrill Lynch fraud suit, BusinessWeek, January 13, 2011 New York State Common Retirement Fund Subprime Mortgage, Institutional Investors Securities Blog [read post]
15 Jan 2008, 7:11 am
On October 24, 2007, investors learned the true amount of Merrill Lynch's third quarter writedown. [read post]
15 Jun 2018, 7:23 am by Renae Lloyd
SEC Charges Merrill Lynch Failure to Supervise According to a press announcement on Monday, the Securities and Exchange Commission announced that Merrill Lynch, Pierce, Fenner & Smith Inc. will pay more than $15 million to settle charges that its employees allegedly misled customers into overpaying for Residential Mortgage Backed Securities (RMBS). [read post]
6 Dec 2011, 4:55 pm
Bank of America, Corp. has agreed to pay investors $315 million to settle their class action claim accusing Merrill Lynch of misleading them about the risks involved in investing in mortgage-backed securities. [read post]
2 Mar 2012, 9:05 am by Harrison
There may still be time for investors who invested in the Lyon Capital Management VII or another collateralized loan obligation through Banc of America Securities (Merrill Lynch), or another registered brokerage firm during the sub-prime mortgage crisis in 2007-2008, to seek recovery of their investment losses. [read post]
8 Mar 2011, 3:56 pm
District Court for the Western District of Washington says that King County, Washington has pleaded sufficient facts to continue with its securities fraud lawsuit accusing Merrill Lynch, Merrill Lynch, Pierce, Fenner and Smith Inc. and Merrill Lynch Money Markets Inc. of facilitating its purchase of allegedly toxic mortgage-backed securities and violating the Washington State Securities Act. [read post]
4 Aug 2008, 9:16 pm
Last week, Merrill Lynch said it would sell over $30 billion in toxic mortgage-related assets at a huge loss to help alleviate its own debt issues. [read post]
2 Mar 2012, 9:05 am by Harrison
There may still be time for investors who invested in the Lyon Capital Management VII or another collateralized loan obligation through Banc of America Securities (Merrill Lynch), or another registered brokerage firm during the sub-prime mortgage crisis in 2007-2008, to seek recovery of their investment losses. [read post]
11 Dec 2007, 11:09 pm
New York Attorney General Andrew Cuomo is subpoenaing several Wall Street firms, including Deutsche Bank AG, Merrill Lynch & Co, and Bear Stearns, for information about packaging and selling debt connect to high-risk mortgages. [read post]
20 Sep 2021, 6:08 pm by Stoltmann Law Offices
Boggs, a Chicago-based registered investment advisor and former Merrill Lynch financial advisor, told his clients that he would use their funds to buy securities. [read post]
25 Mar 2021, 7:07 am by Renae Lloyd
Between 2008 and 2018, Boggs reportedly admitted to defrauding at least eight clients at Merrill Lynch to pay for “international travel, expensive meals at restaurants, rents at multiple apartments, and the mortgage on his personal residence,” according to the article citing the plea agreement. [read post]