Search for: "MetLife Group, Inc."
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31 Aug 2018, 1:25 pm
Silver Law Group has filed a FINRA arbitration claim against MetLife Securities / MSI Financial Services (“MetLife”), ELE Wealth Advisors and their former broker, Gail Milon (CRD# 1766745) after Milon sold an investment in Tallahassee, Florida-based Cambridge Capital Group LLC. [read post]
28 Jun 2018, 8:33 am
On June 25, 2018, the Enforcement Section of the Commonwealth of Massachusetts Securities Division (“Division”) filed an Administrative Complaint (“Complaint”) against Respondent MetLife, Inc. [read post]
31 May 2016, 10:30 am
The memo also noted that MetLife would continue sales of its group, voluntary, and worksite disability products. [read post]
13 May 2009, 4:03 pm
Robert Henrikson, chairman, president and chief executive officer of MetLife, Inc. [read post]
16 Apr 2015, 1:51 pm
Young was accused of borrowing more than $200,000 from customers in violation of FINRA rules while a registered representative of MetLife Securities, Inc. [read post]
9 Mar 2018, 12:48 pm
MetLife, Inc. is the holding company for Metropolitan Life Insurance Company and one of the world’s largest global providers of insurance, annuities, and employee benefit plans. [read post]
9 Apr 2014, 2:48 pm
According to Reuters, two former brokers for MetLife Securities Inc, Christopher Birli and Patrick Chapin, have been accused of orchestrating a scheme to generate inflated commissions by switching clients’ variable annuities. [read post]
3 May 2016, 9:46 am
The Financial Industry Regulatory Authority (FINRA) recently announced that it has fined MetLife Securities, Inc. [read post]
3 Aug 2009, 9:03 am
Various news reports say that American International Group Inc. [read post]
21 Jul 2009, 8:47 am
" The suit is against MetLife Co. and MetLife, Inc. [read post]
11 Nov 2010, 12:27 pm
From FoIB Jeff M:"MetLife Inc. says it will no longer sell new long term care (LTC) insurance policies in either the individual or group markets after the end of the year. [read post]
13 Aug 2015, 11:17 am
LPL employed six of MetLife’s top-producing brokers, a group who collectively managed about 490 million in assets. [read post]
20 Jan 2015, 9:08 am
Russon and others while they were unlawfully convincing investors to place large sums of money with Diversified Lending Group Inc. [read post]
23 Apr 2008, 6:20 am
"Court to hear case that could help workers claim benefits": The Associated Press provides a report that begins, "When Wanda Glenn first sought disability benefits from MetLife Inc. in 2000, she 'never in a million years' expected it would end up as a Supreme Court case. [read post]
19 May 2016, 6:43 am
McDermott, Inc., et al. [read post]
3 Jan 2019, 5:48 am
According to FINRA Disciplinary actions for December 2018, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Albin, William Waddell & Reed Metlife Securities Inc Allen, David Avenir Financial Group Gunnallen Financial, Inc Boupon, Kean Morgan Stanley Merrill Lynch,… [read post]
28 Jun 2018, 1:46 pm
Previous employers include MetLife Securities (CRD #14251), Morgan Stanley (CRD #149777 and #8209), and Investors Capital Group (CRD #30613) He has been in the industry since 1983. [read post]
4 May 2015, 4:00 am
The Hartford Financial Services Group, Inc. [read post]
30 Nov 2023, 1:58 pm
(CRD# 133763) of Fort Lauderdale, FL, MetLife Securities Inc. [read post]
14 Oct 2008, 12:54 pm
After MetLIfe announced that it expects to report $600M in operating earnings for the third quarter of 2008, Prudential Financial Inc. [read post]
