Search for: "Metlife Inc" Results 1 - 20 of 254
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28 Jun 2018, 8:33 am by Christopher J. Gray
On June 25, 2018, the Enforcement Section of the Commonwealth of Massachusetts Securities Division (“Division”) filed an Administrative Complaint (“Complaint”) against Respondent MetLife, Inc. [read post]
31 May 2016, 10:30 am by comitz
MetLife, Inc. the fourth largest provider of long-term disability insurance by market share[1], is suspending sales of its individual disability insurance policies. [read post]
18 Nov 2009, 11:46 am
FINRA announced today that it has fined MetLife Securities, Inc., and three of its affiliates a total of $1.2 million for failing to establish an adequate supervisory system for the review of brokers' email correspondence with the public. [read post]
15 Sep 2009, 9:02 pm
Wheeler CFO of MetLife, Inc. said that Met is gaining market share in every one of its lines of business, according to a Dow Jones report posted on the NASDAQ website. [read post]
16 Apr 2015, 1:51 pm by Robert Van De Veire
Young was accused of borrowing more than $200,000 from customers in violation of FINRA rules while a registered representative of MetLife Securities, Inc. [read post]
9 Mar 2018, 12:48 pm by Tim Springer
MetLife, Inc. is the holding company for Metropolitan Life Insurance Company and one of the world’s largest global providers of insurance, annuities, and employee benefit plans. [read post]
14 May 2014, 4:16 am by Daniel Gwertzman
On March 27, 2014, the Financial Industry Regulatory Authority (FINRA) filed a regulatory complaint against two former brokers from MetLife Securities, Inc., a unit of MetLife Inc. [read post]
29 Jul 2020, 10:24 am by Peter S. Lubin and Patrick Austermuehle
Back in January of 2012, the City of Westland Police and Fire Retirement System filed a class-action lawsuit against MetLife Inc. [read post]
18 Dec 2019, 1:31 pm by Astarita
The Securities and Exchange Commission today charged MetLife, Inc. with violating the books and records and internal accounting controls provisions of the federal securities laws relating to two errors in its accounting for reserves associated with its…Read the Full Press ReleaseHave a securities law question? [read post]
7 Dec 2011, 8:25 am by Heather Young
Van Zandt was a registered representative with MetLife Securities, Inc. from December of 2004 through February of 2007. [read post]
15 Jan 2015, 12:01 pm
From the Desk of Jim Eccleston at Eccleston Law Offices: Two former brokers for MetLife Securities Inc., Christopher Birli and Patrick Chapin, pled guilty to orchestrating an annuity scheme. [read post]
31 Aug 2018, 1:25 pm by Silver Law Group
Cambridge Capital Group is affiliated with numerous other companies, including but not limited to Cambridge Capital Advisors; Cambridge Capital Wealth Advisors L.L.C.; Cambridge Capital Insurance Agency LLC; Cambridge Capital Funding, Inc.; Cambridge Sports and Entertainment, LLC; and Cambridge Graduate University, Inc. [read post]
2 Dec 2009, 9:16 am by Richard D. Worth
Cosgrove Law, LLC recently filed a FINRA arbitration action against MetLife Securities, Inc. [read post]
26 Mar 2012, 12:49 pm by eithurburn@getnicklaw.com
A recently unsealed whistleblower complaint alleges that life insurance companies MetLife Inc. and Prudential Inc. violated the Minnesota False Claims Act by holding onto unclaimed benefits which the companies were required to turn over to the state’s unclaimed property unit. [read post]
17 May 2012, 1:43 pm by Robert McKennon
The California Department of Insurance, along with five other state insurance departments, reached a settlement with Metropolitan Life Insurance Company, Inc. [read post]