Search for: "Michael Merrill"
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17 Nov 2010, 7:00 am
Michael Findlay, who was previously a co-head of corporate broking in Europe at Merrill Lynch, will join the London office of the boutique investment bank. [read post]
16 Jul 2008, 8:43 pm
In an effort to raise some much-needed capital, Merrill Lynch is planning to sell its stake in Bloomberg L.P., the financial data giant founded by Mayor Michael R. [read post]
10 Jun 2008, 10:58 am
After 14 years with the buyout shop, Michael Puglisi will step down to make way for Laurence Tosi, who spent nine years at Merrill. [read post]
29 Jul 2008, 5:48 pm
Michael Mayo, a banking analyst at Deutsche Bank, is among those who think that Merrill’s fire sale is [...] [read post]
19 Nov 2019, 1:18 pm
Michael Tanha suspended by FINRA Michael Tanha, a registered representative from Beverly Hills, California, formerly with Merrill Lynch, was suspended from FINRA membership for 10 months and fined $15,000 as a result of an investigation into his participation in outside business activated without obtaining the prior written approval of his member firm. [read post]
31 Jul 2008, 8:47 pm
From Michael M. [read post]
23 Jun 2008, 12:33 pm
Analyst Michael Hecht expects continued markdowns on troubled asset inventories, tough comparisons and weakness in a number of sales and trading areas for [...] [read post]
7 Jul 2008, 11:30 am
Merrill Lynch is in negotiations to sell its 20 percent stake in Bloomberg L.P., the financial data and news company founded by Mayor Michael R. [read post]
9 Jul 2008, 11:34 am
A blind trust run by New York City Mayor Michael Bloomberg is willing to pay between $4.5 billion and $5 billion to buy Merrill Lynch’s 20 percent stake in Bloomberg L.P., The New York Post reported citing unidentified sources. [read post]
18 Jun 2019, 1:05 pm
Michael Milad Tanha Allegedly Engaged in Five Outside Business Activities without Providing Prior Written Notice to Merrill Lynch, Pierce, Fenner & Smith Incorporated Michael M. [read post]
22 Jan 2019, 1:08 pm
Ralph Michael Byer (CRD #1038411) is a registered broker and investment advisor currently employed with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD #7691) of Plantation, Florida, where he has been since 1982. [read post]
11 Jun 2010, 11:25 am
“We were just lambs being led to the slaughter,” said investor Michael Slomak in a June 11 story in the Wall Street Journal. [read post]
30 Jul 2009, 3:22 pm
Michael Kizman of the Schaumburg, Illinois, branch, whose customers suffered losses totaling approximately $221,000. [read post]
Merrill Lynch to Pay $415 Million for Misusing Customer Cash and Putting Customer Securities at Risk
23 Jun 2016, 7:15 am
Osnato and Daniel Michael. [read post]
14 Dec 2018, 1:13 pm
The former NFL player sued both Bank of America and Merrill Lynch over the broker fraud. [read post]
17 Jul 2008, 11:48 am
After more than two decades, Mayor Michael R. [read post]
3 Aug 2016, 2:30 pm
Per his BrokerCheck report, prior to his employment Merrill Lynch, Mr. [read post]
23 Jun 2016, 7:15 am
Michael J. [read post]
10 Apr 2021, 9:51 am
Adviser Michael Greenstone (Greenstone), currently employed at Merrill, Lynch, Pierce, Fenner & Smith, Inc. [read post]
23 Jan 2009, 1:06 am
When John Thain became Merrill Lynch's CEO in early 2008, he hired Michael S. [read post]
