Search for: "Michael Wu"
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20 Jul 2021, 7:43 am
Michael Conklin and Jun Wu (Angelo State University - Business Law and affiliation not provided to SSRN) have posted Justice by Algorithm: Are Artificial Intelligence Risk Assessment Tools Biased Against Minorities? [read post]
6 Jun 2022, 7:56 am
Cathy Sharkey, Xiaohan Wu, Michael Walsh, and Kenneth Offit have posted to SSRN Regulatory and Medical Aspects of DTC Genetic Testing. [read post]
12 Apr 2016, 3:01 am
Contents include: Shicun Wu & Keyuan Zou, Philippines v. [read post]
31 May 2019, 1:01 am
She became an associate professor in 1952, a full professor in 1958, and the Michael I. [read post]
4 Oct 2011, 12:43 pm
Written by Michael Wu On September 29, 2011, the SEC’s examination staff issued a Risk Alert warning of significant concerns regarding trading through sub-accounts, and offered suggestions to help securities industry firms address these risks. [read post]
3 Oct 2011, 12:41 pm
Written by Michael Wu The SEC is recommending filing fees related to the new report filing on Form ADV for exempt reporting advisers and Form PF filing for private fund advisers. [read post]
11 Apr 2011, 5:27 pm
Written by Michael Wu On April 8, 2011, the Associate Director of the SEC stated in a letter to the President of the North American Securities Administrators Association (NASAA) that the SEC may extend certain deadlines imposed by the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”). [read post]
1 Jun 2011, 6:37 pm
Written by Michael Wu The Securities and Exchange Commission (“SEC”) has adopted rules implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act’s (“Dodd-Frank Act”) Whistleblower Program. [read post]
31 May 2011, 1:56 pm
Written by Michael Wu and Judy Deng Earlier this year, the People’s Bank of China (PBoC) issued its Administrative Measures over Pilot Projects on Settlement of Overseas Direct Investments in Renminbi (the “PBoC Measures”). [read post]
30 Aug 2019, 9:15 am
Jason Alain Wu and Michael Andrew Kergosien were indicted in the Northern District of Texas, Dallas Division, on August 28, 2019 and charged with one count of conspiracy to defraud HUD and five counts of mail fraud, aiding and abetting. [read post]
24 Jun 2010, 1:22 am
Michael Wu, UC Davis Class of 2012, has written a memorandum with an overview of Secure Communities, a new program put into place by U.S. [read post]
3 Mar 2011, 1:29 pm
Written by Michael Wu Pillsbury recently conducted a survey of nearly 200 individuals involved in operating and investing in mid-sized Chinese companies. [read post]
13 May 2011, 5:12 pm
Written by Michael Wu California’s Department of Corporations (the “Department”) intends to issue emergency regulations to address the elimination of the “private adviser exemption” under Section 203(b)(3) of the Investment Advisers Act of 1940, as amended (the “Advisers Act”). [read post]
11 May 2011, 4:43 pm
Written by Michael Wu The Securities and Exchange Commission (the “SEC”) recently published a notice of its intent to raise the dollar thresholds that would need to be satisfied in order for an investment adviser to charge its investors a performance fee. [read post]
20 Jan 2011, 3:41 pm
Posted by Michael Wu and Judy Deng On January 11, 2011, the Shanghai Municipal Government released its Implementation Measures on Trial Projects of Foreign-Invested Equity Investment Enterprises in Shanghai (the "Shanghai RMB Fund Regulation"), which will become effective on January 23, 2011. [read post]
1 Nov 2011, 4:38 pm
Written by Jay Gould, Ildiko Duckor and Michael Wu An investment adviser must ensure that its IARD account is adequately funded to cover payment of all applicable registration renewal fees and notice filing fees. [read post]
4 Apr 2013, 10:30 am
Michael Lang (WU Vienna University of Economics and Business), The Principle of Territoriality and its Implementation In the Proposal for a Council Directive on a Common Consolidated Corporate Tax Base, 13 Fla. [read post]
13 Feb 2020, 12:05 pm
Michael Lang (Head of the Institute for Austrian and International Tax Law, WU Vienna University of Economics and Business) presents Can Law Regulate its Own Interpretation? [read post]
20 Nov 2006, 6:19 am
Thanks also to our virtual participants Shyam Balganesh, Wendy Gordon, James Grimmelmann, Amy Kapczynski, Michael Madison, Bill Patry and Tim Wu. [read post]
21 May 2015, 8:30 pm
Maryland Department of Business and Economic Development Secretary Michael Gill and Deputy Secretary Ben Wu also will be on the trip, which will include visits to China, South Korea and ... [read post]
