Search for: "Moore Capital Management, LP" Results 1 - 17 of 17
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26 Jul 2011, 1:37 pm by Felix Shipkevich
Furthermore, a monitor (employed at this own expense) will ensure that Pia complies with this order for a five-year period and imposes considerable record-keeping and new registration obligations.Previously the CFTC settled similar charges against Moore Capital Management, LP (MCM), Moore Capital Advisors, LLC (MCA) and Moore Advisors, Ltd. [read post]
25 Oct 2011, 11:33 am by Chad Bray
In a dissenting opinion, Cravath Swaine & Moore lawyer Rory O. [read post]
26 Oct 2018, 7:27 am by Silver Law Group
Morgan Securities LLC   Bustamante Family Legacy LLC   Daniel Flores   Woodbury Financial Services, Inc   Princor Financial Services Corporation   Jose Giraldo   Merrill Lynch, Pierce, Fenner & Smith Inc   David Lerner Associates, Inc   Joshua Krize   Wells Fargo Clearing Services, LLC   Country Capital Management Company   Francine Lanaia   Windsor Street Capital, LP   Meyers Associates… [read post]
3 Jan 2019, 5:54 am by Silver Law Group
Inc   Flores, Daniel   Woodbury Financial Services, Inc   Princor Financial Services Corp   Giraldo, Jose   Merrill Lynch, Pierce, Fenner & Smith Inc   David Lerner Assoc, Inc   Heitz, Donald   LPL Financial LLC   First Command Financial Planning, Inc   Jenkins, Elisabeth   LPL Financial LLC   ESL Investment Services, LLC   Krize, Joshua   Wells Fargo Clearing Services, LLC   Country Capital Management… [read post]
1 Oct 2012, 3:00 am by nedaj
Event: Know Yourself and Your Decision-Making Process: A Conversation with Nobel Laureate Daniel Kahneman Location: New York, NY October 16 Sponsor: Investment Adviser Association Event: 2012 Compliance Workshop Location: Boston, MA October 16 Sponsor: NC Department of Secretary of State Event: Investment Adviser Workshop Location: Charlotte, NC October 17 Sponsor: Hedge Funds Care & ParkRiver Fund Solutions Event: Cocktails & Commentary – Navigating Institutional Investor Due… [read post]
30 Nov 2011, 8:19 am
Abbar said he also had relationships with Stephen Cohen, founder of SAC Capital Partners LP, billionaire Paul Tudor Jones and Louis Moore Bacon. [read post]
2 May 2017, 3:44 am by Edith Roberts
The second is Merit Management Group, LP., v. [read post]
2 Oct 2012, 1:08 pm by Richard Renner
By the way, tomorrow is the last day to file claims for awards against Quantek Asset Management, LLC, Bulltick Capital Markets Holdings, LP, Javier Guerra, and Ralph Patino, James Roland Dial, Evan Nicolas Jarvis, and Alexander W. [read post]
22 Jun 2011, 6:07 pm
BELOW THE FOLD IS TEXT VERSION OF DATABASE OF DEBT COLLECTORS __________________________________________________________________________________ 1ST CREDIT OF AMERICA LLC 300 N ELIZABETH ST STE 220-B CHICAGO, IL 60607 6464 INVESTMENTS LLC 1625 S IRIS WY LAKEWOOD, CO 80232-6347 A COMPLETE FINANCIAL INC 2016 OGDEN ST DENVER, CO 80205 AAA COLLECTORS INC DBA TRIPLE CHECK INC 2950 N ACADEMY BLVD UNIT 201 COLORADO SPRINGS, CO 80917 Aargon Agency Inc 3160 S Valley VW STE 206 Las… [read post]
22 Jun 2011, 6:07 pm
BELOW THE FOLD IS TEXT VERSION OF DATABASE OF DEBT COLLECTORS __________________________________________________________________________________ 1ST CREDIT OF AMERICA LLC 300 N ELIZABETH ST STE 220-B CHICAGO, IL 60607 6464 INVESTMENTS LLC 1625 S IRIS WY LAKEWOOD, CO 80232-6347 A COMPLETE FINANCIAL INC 2016 OGDEN ST DENVER, CO 80205 AAA COLLECTORS INC DBA TRIPLE CHECK INC 2950 N ACADEMY BLVD UNIT 201 COLORADO SPRINGS, CO 80917 Aargon Agency Inc 3160 S Valley VW STE 206 Las… [read post]
27 Aug 2019, 9:41 pm by Adam Levitin
 The private equity firm itself contributes only a small amount of the capital to the fund, but gets a much larger slice of the return. [read post]
22 Feb 2008, 6:00 pm
: (GenericsWeb), EU: Pharmaceutical sector enquiry regarding possible misuse of IP rights: (GenericsWeb), India: Indian government seeks to be a leader in deep sea bed mining to provide competitive edge for pharmaceutical companies in the development of new drugs: (Spicy IP),India : Medical Devices Regulation Bill formulated: (Spicy IP),India : Pharma gets bigger - Novo Nordisk and Merck & Co expansion plans: (Spicy IP),India : US patent reform and the Indian generics market: (Patent… [read post]