Search for: "Nicholas Steen" Results 1 - 20 of 26
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11 May 2012, 5:08 am by JA Hodnicki
Daniel Sokol GCR Live: Financial Services and Competition Law June 20, 2012 Programme 9.00am: Chairman's introduction Nicholas Levy, Cleary Gottlieb Steen & Hamilton LLP 9.10am: Keynote speech: Antitrust issues in the financial services sector Clive Maxwell, Executive... [read post]
11 May 2012, 5:08 am by JA Hodnicki
Daniel Sokol GCR Live: Financial Services and Competition Law June 20, 2012 Programme 9.00am: Chairman's introduction Nicholas Levy, Cleary Gottlieb Steen & Hamilton LLP 9.10am: Keynote speech: Antitrust issues in the financial services sector Clive Maxwell, Executive... [read post]
17 Mar 2017, 6:00 am
Tax Reform: Strategies for Executing Transactions in the Face of Uncertainty Posted by Nicholas J. [read post]
16 Jan 2016, 6:12 am
Posted by Nicholas Grabar, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, January 16, 2016 Editor's Note: Nicolas Grabar is a partner at Cleary Gottlieb Steen & Hamilton LLP focusing on international capital markets and securities regulation. [read post]
9 Feb 2016, 6:24 am
Posted by Nicholas Grabar & Sandra Flow, Cleary, Gottlieb, Steen & Hamilton LLP, on Tuesday, February 9, 2016 Editor's Note: Nicolas Grabar and Sandra L. [read post]
9 Feb 2016, 6:24 am
Posted by Nicholas Grabar & Sandra Flow, Cleary, Gottlieb, Steen & Hamilton LLP, on Tuesday, February 9, 2016 Editor's Note: Nicolas Grabar and Sandra L. [read post]
22 May 2021, 6:01 am
Posted by Nicholas Grabar, David Lopez and Fernando Martinez, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, May 22, 2021 Editor's Note: Nicholas Grabar and David Lopez are partners and Fernando Martinez is an associate at Cleary Gottlieb Steen & Hamilton LLP. [read post]
17 May 2021, 1:08 pm
Posted by Nicholas Grabar, David Lopez and Fernando Martinez, Cleary Gottlieb Steen & Hamilton LLP, on Monday, May 17, 2021 Editor's Note: Nicholas Grabar and David Lopez are partners and Fernando Martinez is an associate at Cleary Gottlieb Steen & Hamilton LLP. [read post]
19 May 2017, 6:08 am
Marcogliese, Cleary Gottlieb Steen & Hamilton LLP, on Tuesday, May 16, 2017 Tags: Accountability, Banks, Board independence, Board leadership, Boards of Directors, Compliance & ethics, Corporate culture, Disclosure, Incentives, Management, Misconduct, Oversight, Reputation, Wells Fargo, Whistleblowers Reviving the U.S. [read post]
10 Feb 2023, 7:04 am
Harris, and Claire Schupmann, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, February 9, 2023 Tags: 13D, Corporate governance, ESG, SEC, SEC enforcement, Shareholder activism [read post]
10 Feb 2023, 7:04 am
Harris, and Claire Schupmann, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, February 9, 2023 Tags: 13D, Corporate governance, ESG, SEC, SEC enforcement, Shareholder activism [read post]
28 May 2021, 6:01 am
Posted by Katharina Lewellen (Dartmouth College) and Michelle Lowry (Drexel University), on Friday, May 21, 2021 Tags: Antitrust, Blockholders, Common ownership, Index funds, Institutional Investors, Ownership SEC Signals Need for Better Disclosures About Delayed Filings Posted by Nicholas Grabar, David Lopez and Fernando Martinez, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, May 22, 2021 … [read post]
29 Mar 2019, 6:09 am
John’s University), on Monday, March 25, 2019 Tags: Appraisal rights, Arbitrage, Delaware cases, Delaware law, Fair values, Fairness review, Firm valuation, Market efficiency, Merger litigation, Mergers & acquisitions 2018 Year in Review—Securities Litigation Against Technology Companies Posted by Grant Fondo, Michael Jones, and Nicholas Reider, Goodwin Procter LLP, on Monday, March 25, 2019 … [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners, Compliance & ethics,… [read post]
22 Jan 2016, 6:13 am
Securities Laws Posted by Nicholas Grabar, Cleary Gottlieb Steen & Hamilton LLP, on Saturday, January 16, 2016 Tags: Accredited investors, Blue sky laws, Broker-dealers, Capital formation, Compliance and disclosure interpretation,FAST Act, Filings, IPOs, JOBS Act, Liability standards, Registration exemptions, Regulation D, Safe harbor, SEC, SEC rulemaking, Securities Act, Securities Regulation, Small firms Proposed Rule on Registered Funds’ Use of Derivatives Posted… [read post]
12 Feb 2016, 6:03 am
Gladin, Sullivan & Cromwell LLP, on Saturday, February 6, 2016 Tags: Accounting, Audits, Banks, CFOs, Compliance and disclosure interpretation, Disclosure, External auditors, Federal Reserve, Financial institutions, Financial Regulation, Financial reporting, Foreign banks, Internal auditors FinCEN: Know Your Customer Requirements Posted by Dan Ryan, PricewaterhouseCoopers LLC, on Sunday, February 7, 2016 Tags: Accounting, Anti-corruption, Banks, Beneficial owners, Compliance & ethics,… [read post]
17 Feb 2017, 5:40 am
Flow, Cleary Gottlieb Steen & Hamilton LLP, on Thursday, February 16, 2017 Tags: Accountability, Anti-corruption, Compliance and disclosure interpretation, Disclosure, Dodd-Frank Act, International governance, Reporting regulation, SEC, Securities regulation, Transparency Proxy Fights: Don’t Underestimate the Risk Posted by Kai Haakon E. [read post]