Search for: "Northland Securities"
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25 Jun 2017, 8:54 am
Nick Shermeta, a registered representative from Minnetonka, Minnesota, formerly with Northland Securities and Feltl & Company was barred from FINRA membership as a result of SEC proceedings into his role in brokering transactions in Dakota Plains, a company raising money via a private placement of securities. [read post]
9 Jan 2019, 8:18 am
The company enlisted Northland Securities as first lead manager. [read post]
9 Nov 2016, 8:46 am
According to FINRA Broker Check, Shermeta has been registered with Northland Securities, Inc. in Minneapolis, MN since 11/2011. [read post]
11 Apr 2023, 12:46 pm
The largest settlement was in the Northland Resources, S.A. case, which settled for C$10.2 million. [read post]
2 Oct 2015, 2:15 pm
– $100,000 Northland Securities, Inc. [read post]
31 May 2023, 10:21 am
As reported by Journal-News.com, “[o]fficers responded to a call for shots fired at the Boulevard Bar on Northland Boulevard around 12:45 a.m. [read post]
15 Jul 2022, 8:14 am
As reported by KMBC.com, “Missouri police are investigating a fatal shooting at a Northland Best Western Country Inn Thursday morning. [read post]
9 Jul 2009, 12:35 am
Joel Hunter of the Florida-based mega-church Northland, Rev. [read post]
3 May 2022, 7:53 am
Davidson & Co, Compass Point, and Northland Capital Markets as co-managers for the offering. [read post]
15 Nov 2021, 5:46 am
appeared first on Securities Arbitration Lawyers Blog. [read post]
21 Apr 2020, 11:07 am
Ladenburg Thalmann & Co. was book-running manager for the offering, with Northland Capital Markets as co-manager. [read post]
10 Nov 2021, 1:14 pm
appeared first on Securities Arbitration Lawyers Blog. [read post]
3 Jun 2016, 4:00 am
(“Northland”). [read post]
9 Aug 2016, 5:38 am
It was not disputed that Northland provided the primary coverage in the wreck. [read post]
19 Sep 2019, 11:09 am
., Roth Capital Partners, and Northland Securities. [read post]
26 Feb 2008, 12:52 am
Q4 2007 Earnings Call | February 19, 2008 4:30 pm ET Executives Tom Olofson - Chairman and CEO Chris Olofson - President and COO Betsy Braham - EVP and CFO Analysts Richard Shannon - Northland Securities Herb Buchbinder - Wachovia Securities Dan Perlin - Wachovia Dan Mazur - JMP Asset Management Operator Good afternoon ladies and gentlemen. [read post]
31 Mar 2023, 6:27 am
Raila was lucky that he had private security that was able to get rid of the intruders before too much damage was done but unfortunately that was not the case for the Kenyatta family. [read post]
4 Apr 2011, 9:02 am
(Closed in January 2008) $15,000 Northland Securities Inc [read post]
16 Dec 2010, 8:46 am
(Closed in January 2008) $15,000 Northland Securities Inc [read post]
30 Apr 2012, 5:00 pm
Northland Road Services Ltd., 2008 BCSC 569 (CanLII), 2008 BCSC 569. [read post]
