Search for: "Paul Shafer"
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7 Jul 2021, 1:06 pm
Dustin Shafer (Dustin Paul Shafer CRD# 34198962) is a former registered broker and investment advisor who was registered most recently with Newbridge Securities Corporation from 2019-2020, but spent the previous decade of his career with Money Concepts Capital Corp in Springfield, Illinois. [read post]
10 Aug 2022, 6:14 am
Update on the Investigation: Dustin Shafer & Shafer Financial Group, Springfield IL According to an SEC administrative order, on August 9, 2022 the Securities and Exchange Commission reportedly barred financial advisor Dustin Paul Shafer (CRD # 4198962) from working in the securities industry after charges by the State of Illinois alleged broker misconduct including allegations that he borrowed money from an elderly client. [read post]
8 Jan 2021, 8:47 am
FINRA has barred stockbroker Dustin Paul Shafer from the securities industry. [read post]
8 Jul 2020, 7:42 am
Dustin Shafer (Dustin Paul Shafer) is a currently-registered broker employed by Newbridge Securities Corporation (CRD# 104065) in Springfield, Illinois. [read post]
5 Nov 2021, 12:59 am
Contact us Dustin Shafer Barred by FINRA for Refusing to Appear for On-The-Record Testimony FINRA staff sent Dustin Paul Shafer a request for on-the-record testimony in December 2020 in connection with an investigation into whether Shafer allegedly borrowed money from a customer, the AWC notes. [read post]
5 Nov 2021, 12:59 am
Contact us Dustin Shafer Barred by FINRA for Refusing to Appear for On-The-Record Testimony FINRA staff sent Dustin Paul Shafer a request for on-the-record testimony in December 2020 in connection with an investigation into whether Shafer allegedly borrowed money from a customer, the AWC notes. [read post]
5 Nov 2021, 12:59 am
Contact us Dustin Shafer Barred by FINRA for Refusing to Appear for On-The-Record Testimony FINRA staff sent Dustin Paul Shafer a request for on-the-record testimony in December 2020 in connection with an investigation into whether Shafer allegedly borrowed money from a customer, the AWC notes. [read post]
8 Jan 2021, 7:34 am
FINRA Bars Dustin Shaffer after Allegations of Borrowing Money from Elderly Client According to a Letter of Acceptance, Waiver and Consent (AWC) on December 3, the regulator has barred Dustin Paul Shafer (CRD # 4198962) in connection with an investigation into whether Shafer borrowed money from a customer. [read post]
17 Aug 2010, 6:35 am
Well, I ran across a Slate article by Jack Shafer titled Paved and Confused: What Paul Krugman and [...] [read post]
27 Oct 2011, 9:14 pm
Paul White, who challenges the findings of the state's expert, Dr. [read post]
21 Mar 2022, 3:21 pm
District Judge Paul Gardephe of the U.S. [read post]
17 Dec 2015, 5:30 am
Nevada Attorney General Adam Paul Laxalt recently reported that Michael Joseph Bricker, 49, of Las Vegas, was sentenced for workers compensation fraud, a category “D” felony. [read post]
22 Nov 2023, 12:46 pm
District Judge Paul G. [read post]
19 Mar 2008, 7:42 pm
Consider this real-life fact-pattern that was used for a “Law & Order” episode: In 2003, New York State Supreme Court Judge Gerald Garson was charged with granting a divorce lawyer, Paul Siminovsky, preferential treatment in exchange for kickbacks. [read post]
19 Mar 2008, 2:03 pm
Consider this real-life fact-pattern that was used for a “Law & Order” episode: In 2003, New York State Supreme Court Judge Gerald Garson was charged with granting a divorce lawyer, Paul Siminovsky, preferential treatment in exchange for kickbacks. [read post]
14 Oct 2006, 6:23 pm
& Paul, B. (2004). [read post]
10 Jul 2014, 5:30 am
They also impact not only the involved worker but also the competitive businesses that are properly following state law,” Riverside County District Attorney Paul Zellerbach said. [read post]
5 Mar 2015, 5:30 am
Paul Companies (now part of Travelers). [read post]
20 Aug 2014, 5:30 am
They also impact not only the involved worker but also the competitive businesses that are properly following state law,” Riverside County District Attorney Paul Zellerbach said. [read post]
26 Apr 2017, 7:56 am
Confirmed participants include: Jerad Bales, Executive Director, Consortium of Universities for the Advancement of Hydrologic Science Paul Block, Department of Civil and Environmental Engineering, University of Wisconsin-Madison Glen Daigger, Professor, University of Michigan Department of Civil and Environmental Engineering Pinakin Desai, Managing Engineer – Energy Conservation, Metropolitan Water Reclamation District of Greater Chicago Sarah Geers, Staff Attorney, Midwest… [read post]
