Search for: "Polycom, Inc." Results 1 - 13 of 13
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13 Apr 2015, 12:00 pm by Jason M. Halper
  The latest of these settlements is with Polycom, Inc., a California-based communications technology company (“Polycom” or the “Company”). [read post]
Securities and Exchange Commission’s findings, Polycom Inc. settled with the agency on Tuesday, March 31, 2015, over alleged insufficient internal controls and disclosure violations for personal perk expenses. [read post]
22 Apr 2015, 10:22 am by SEClaw Staff
Fraud Charges Against Investment Adviser Accused of Concealing Poor Performance of Fund Assets From InvestorsAn investment adviser and her New York-based firms have been accused of hiding the poor performance of loan assets in three collateralized loan obligation (CLO) funds they manage.Former Polycom CEO Charged With Hiding Perks From InvestorsThe former CEO of Silicon Valley-based technology firm Polycom Inc. has been charged with using nearly $200,000 in corporate funds… [read post]
13 Feb 2012, 9:44 am by William McGrath
Khan provided material, nonpublic inside information (including earnings information and financial information) relating to Polycom, Inc. and Google, Inc. [read post]
25 Mar 2021, 7:32 am by MaxVal
  US20210051035A1 titled “Improved video conferencing system” Polycom Polycom, now known as Poly (Polycom+ Plantronics), is a global communication company. [read post]
20 Aug 2012, 10:07 pm by Kyle Hulten
Whitman gained $980,000 in “ill-gotten profits” as a result of the insider trading of stocks including Google and Polycom, Inc. [read post]
20 Dec 2010, 10:32 am by Kara OBrien
The criminal complaint against Rajaratnam, for example, alleges that Rajaratnam purchased Polycom Inc. stock based on information originating from a Polycom executive that the company’s revenue numbers for the quarter would “be good. [read post]
13 Oct 2011, 7:39 pm
Federal securities investigators began to suspect trouble when, in the Rajaratnam gave the SEC documents for another investigation into the activities of his younger brother—no charges were ever brought t here—a text message was included from an ex-Intel Corp. employee warning to hold off on purchasing Polycom’s stock. [read post]
14 Feb 2012, 12:39 pm by William McGrath
Whitman was tipped by his friend and neighbor, Roomy Khan – who allegedly provided him with the same information that she provided Raj Rajaratnam regarding Polycom, Inc and Google, Inc. [read post]
27 Oct 2009, 1:19 am
A week after charges were filed against Galleon founder Raj Rajaratnam for allegedly making lucrative trades on inside information he received about such Valley tech powerhouses as Google, Intel, Advanced Micro Devices and Polycom, local companies caught up in the case are lawyering up. [read post]
30 Dec 2011, 7:27 am by William McGrath
Rajaratnam received non-public, material insider information through overlapping conspiracies from insiders and others at hedge funds, public companies, and investor relations firms, and then executed trades in the stock of public companies, including Goldman Sachs, Clearwire, Akamai, AMD, Intel, Polycom, and PeopleSupport. [read post]