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27 Nov 2023, 1:51 pm by Malecki Law Team
Continue reading › The post Slow Progress for Women in the Financial Services Industry appeared first on New York Securities Fraud Lawyers Blog. [read post]
20 Jun 2016, 8:23 am by Beth Graham
Professor Martha McCluskey, University at Buffalo Law School, State University of New York, Professor Thomas McGarity, University of Texas School of Law, Professor Sidney Shapiro, Wake Forest University School of Law, James Goodwin, Senior Policy Analyst at the Center for Progressive Reform, and Mollie Rosenzweig, Policy Analyst at the Center for Progressive Reform, have published a timely report entitled, “Regulating Forced Arbitration in Consumer Financial… [read post]
On 31 May 2023, the European Supervisory Authorities (ESAs) published their progress reports on greenwashing in the financial sector. [read post]
11 Jul 2008, 1:26 pm
House Financial Services Committee MarksUp Securities Act of 2008A bipartisan bill increasing the SEC's enforcement powers and requiring increased attention to accounting and auditing matters has been marked up by the House Financial Services Committee. [read post]
14 Feb 2024, 8:07 am by Anita Edwards and Simon Lovegrove (UK)
On 14 February 2024, the Financial Conduct Authority (FCA) published a press release outlining its progress in stopping misleading advertisements and promotions. [read post]
22 Mar 2024, 9:37 am by Anita Edwards and Simon Lovegrove (UK)
Progress so far The Government has identified 777 pieces of assimilated law (retained EU law) relating to financial services within scope of the SRF programme. [read post]
29 Jun 2023, 8:57 am by Anita Edwards and Simon Lovegrove (UK)
On 29 June 2023, the Financial Services and Markets (FSM) Bill received Royal Assent. [read post]
1 Mar 2017, 1:53 pm by Simon Lovegrove
View FSB assesses implementation progress and effects of post-crisis financial services reforms, 28 February 2017 [read post]
23 Jul 2013, 2:21 pm by LEG
Ashley Forte Arnstein & Lehr Chicago Associate Ashley Hayes Forte was recently nominated to serve on the associate board of the Center for Economic Progress, an Illinois not-for-profit corporation that seeks to assist hard-working, low-income families move from financial uncertainty to financial stability by offering free tax and financial services. [read post]
31 Jul 2014, 5:46 pm by Sabrina I. Pacifici
As they make progress toward those goals, financial missteps can often erase their hard-fought gains. [read post]
11 Nov 2019, 8:21 am by Simon Lovegrove (UK)
On 8 November 2019, the UK Parliament updated its webpage on the Financial Services Duty of Care Bill 2019 (the Bill). [read post]
25 Jun 2015, 5:11 am by Barbara S. Mishkin
Mishkin Despite a reported endorsement from Senator Elizabeth Warren, it appears that, at least for now, Rohit Chopra, the CFPB’s  former student loan ombudsman, will not be moving into the job of Superintendent of the New York Department of Financial Services. [read post]
21 Jun 2023, 10:06 am by Simon Lovegrove (UK)
The process of reviewing the European Commission’s legislative proposal was launched under the Swedish Presidency (PCY) and the Council Working Party (CWP) on Financial Services has met four times to deliberate on the EMIR review. [read post]
1 Apr 2012, 9:03 pm by Mike Nonaka
  These findings highlight the progress depository institutions must make to advance consumers’ use of mobile financial services: namely, enhance information security technology and inform consumers of the effectiveness of such technology. [read post]
14 Dec 2018, 7:14 am by Adam Levitin
While many progressive politicians like to decry abuses in the financial services industry, they often have little to no understanding of the industry and aren't interested in gaining one. [read post]
12 Jun 2007, 11:51 pm
ASIC has announced improvements to its online services that will make it easier for consumers and investors to make a complaint about a licensed financial services business. [read post]
12 Feb 2014, 4:42 pm by Sabrina I. Pacifici
 This report represents a joint effort on the part of supervisory agencies from ten countries: the Canadian Office of the Superintendent of Financial Institutions, the French Prudential Control Authority, the German Federal Financial Supervisory Authority, the Bank of Italy, the Japanese Financial Services Agency, the Netherlands Bank, the Bank of Spain, the Swiss Financial Market Supervisory Authority, the U.K. [read post]