Search for: "Questar Capital Corp."
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3 Jan 2008, 5:19 pm
Questar Capital Corp's senior vice president of mergers and acquisitions claims he too was victim of a $250 million alleged Ponzi scheme that affected up to 1,200 investorsâ€â [read post]
3 Jan 2008, 5:19 pm
Questar Capital Corp's senior vice president of mergers and acquisitions Jason Kavanaugh has been linked to the $250 million fraud scheme that affected up to 1,200 investorsâ€â [read post]
26 Feb 2008, 5:18 pm
Questar Capital Corp. has fired Jason Kavanaugh, its senior vice president of mergers and acquisitions, because he failed to disclose outside business activities and private securities transactions. [read post]
7 Sep 2010, 1:10 pm
Questar Capital Corp. (7th Cir. [read post]
26 Mar 2018, 10:18 am
Edwards, Anchor National Financial Services, SunAmerica Securities, Merrill Lynch, LM Financial Partners, Raymond James, USAllianz Securities, Questar Capital Corp in Bismarck, North Dakota from December 2006 until August 2010, Woodbury Financial Services in Bismarck from August 2010 until December 2012 and Questar Capital Corp in Bismarck from December 2012 until December 2015. [read post]
16 Mar 2018, 7:37 am
Securities Fraud Investigation – Kevin Wanner – Questar Capital Corporation The White Law Group continues to investigate potential claims involving North Dakota broker Kevin Wanner and the liability his employer may have for failure to properly supervise him. [read post]
9 Dec 2010, 11:29 am
.; QA3 Financial Corp.; DeWaay Financial Network LLC; The Private Consulting Group, which shut down last year; and Questar Capital Corp. [read post]
17 Sep 2019, 12:37 pm
Prior to that, he reportedly worked at Questar Capital Corp. [read post]
29 Jun 2010, 1:47 pm
The leading sellers were Capital Financial Services Inc., with $33.7 million in sales, Next Financial Group, with $33.5 million, and QA3 Financial Corp., with $32.6 million. [read post]
4 Jan 2011, 7:32 am
$32,585,000 $6,974,450 Questar Capital Corp [read post]
28 Dec 2010, 8:13 pm
26 Apr 2018, 6:30 am
Jeffrey Nimmow was previously registered with John Hancock Mutual Life Insurance Company, Signator Investors, USAllianz Securities, TradeRight Securities in Prairie Du Sac, Wisconsin from January 2007 until October 2008, Questar Capital Corp in Merrimac, Wisconsin from February 2009 until August 2015 and Forest Securities in Chicago, Illinois from August 2015 until March 2018. [read post]
4 Apr 2011, 9:02 am
$3,632,000 The Private Consulting Group (Closed March 2009) $3,580,000 Questar Capital Corp [read post]
16 Dec 2010, 8:46 am
$3,632,000 The Private Consulting Group (Closed March 2009) $3,580,000 Questar Capital Corp [read post]
15 Dec 2014, 6:28 am
’ Bell Atlantic Corp. v. [read post]
10 Jan 2012, 2:46 pm
In 2009, FINRA found that Questar Capital Corporation included misleading information on John Saldutte’s U-5 after terminating him as a registered rep. [read post]
11 Feb 2020, 11:20 am
Prior to that, he was registered with Questar Capital Corp in Merrimac, WI. [read post]
14 Nov 2017, 8:18 am
According to his FINRA BrokerCheck report, Veron was registered with Questar Capital Corp. in Lake Charles, LA from September 2013 until February 2017 when he was discharged for failing to “report an outside business activity on a timely basis in violation of firm policies and procedures for an affiliated firm of the RIA. [read post]
