Search for: "Questar Capital Corporation"
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8 Aug 2017, 7:43 am
If you have questions about investments you made with Questar Capital Corporation or Kevin Wanner, the securities attorneys of The White Law Group may be able to help you. [read post]
4 Feb 2014, 5:02 am
Questar Capital Corporation and Questar Asset Management, Inc. [read post]
15 Feb 2016, 11:29 am
The investment fraud lawyers of Gana LLP are investigating regulatory complaints and the termination by Questar Capital Corporation (Questar) of broker Kevin Wanner (Wanner). [read post]
8 Oct 2017, 7:03 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Adam Veron (Veron), in February 2017, was terminated by his then employer Questar Capital Corporation (Questar). [read post]
25 Sep 2018, 7:35 am
(Capital Financial) and Questar Capital Corporation (Questar) broker Steven Knuttila (Knuttila) has been subject to at least 25 customer complaints, one employment terminations for cause, and two regulatory actions. [read post]
30 Nov 2012, 9:00 am
Russell of The United States District Court, WesternDistrict of Kentucky, issued a 60-page Opinion denying a Petition to Vacate and a Motion to Vacate filed by Questar Capital Corporation. [read post]
29 May 2017, 9:25 am
The securities fraud lawyers of Gana LLP are investigating customer complaints filed with The Financial Industry Regulatory Authority’s (FINRA) against current Questar Capital Corporation (Questar) broker Stephen Swarbrick (Swarbrick). [read post]
14 Aug 2017, 11:40 am
Kevin Wanner barred over CD sales In January, 2016 FINRA barred broker Kevin Wanner formerly of Questar Capital Corporation and Woodbury Financial for his role in brokering certificates of deposit and selling unregistered securities. [read post]
16 Mar 2018, 7:37 am
Securities Fraud Investigation – Kevin Wanner – Questar Capital Corporation The White Law Group continues to investigate potential claims involving North Dakota broker Kevin Wanner and the liability his employer may have for failure to properly supervise him. [read post]
17 Jul 2017, 12:43 pm
During November 2016, Zito was discharged from Questar Capital Corporation (Questar) for allegedly violating the firm’s rules and regulations in relation to unauthorized use of discretion of mutual funds. [read post]
8 Apr 2021, 2:56 pm
Olave or Questar Capital Corporation. [read post]
9 Nov 2015, 7:21 am
” FINRA’s investigation appears to stem from Mohlman’s termination from Questar Capital Corporation (Questar Capital) in February 2015. [read post]
15 Jan 2018, 9:55 am
Questar Capital Corporation, of Minneapolis, agreed earlier to pay $2.4 million to investors. [read post]
22 Jul 2014, 12:32 pm
According to BrokerCheck, during the relevant time, Montague was an employee of the brokerage firm Questar Capital Corporation, working there from 12/2006 – 07/2009. [read post]
25 Sep 2022, 10:51 am
From August 2010 through February 2011, Nowak was registered with Questar Captial Corporation. [read post]
17 Oct 2014, 7:47 am
According to his FINRA Broker Report, Power was registered with Morgan Keegan from May 2007 through February 2008, Allstate Financial Services from March 2008 through August 2010, Valic Financial Advisors from August 2010 through January 2013, Questar Capital from March 2013 through November 2013, and Keystone Capital Corporation from January 2014 through August 2014. [read post]
11 Mar 2014, 4:59 pm
According to Kelly’s FINRA BrokerCheck Report, during the relevant time we worked with three brokerage firms, Woodbury Financial Services, WPR Investments, and Questar Capital Corporation. [read post]
23 Mar 2016, 6:15 am
According to Wanner’s FINRA BrokerReport, he was registered with Questar Capital from 12/2012 – 12/2015 and Woodbury Financial from 08/2010 – 12/2012. [read post]
5 Mar 2020, 8:28 am
In March 2015, Mohlman’s then-employer, Questar Capital Corporation, terminated his registration and filed a Form U5 claiming that Mohlman “resigned while under internal review for failure to follow firm policies and procedures regarding his participation in private securities transactions. [read post]
27 Dec 2021, 7:12 am
Questar Capital Corporation Gaetano Magarelli Newbridge Securities Corporation Ameriprise Financial Services, Inc. [read post]
