Search for: "RBC Bearings"
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16 Jun 2015, 6:46 am
As a background, a reverse convertible is an interest-bearing note where repayment of the principal is tied to the performance of an underlying asset, such as a stock or basket of stocks. [read post]
13 May 2015, 9:02 am
The customers incurred losses totaling at least $1.1 million.Reverse convertibles are interest-bearing notes in which repayment of principal is tied to the performance of an underlying asset, such as a stock or basket of stocks. [read post]
27 Apr 2015, 11:37 am
” RBC was fined by FINRA because it failed in these responsibilities related to reverse convertible securities, a complex structured product. [read post]
Court Benchslaps Trade Secret Plaintiff and Counsel For Bad Faith Litigation–RBC Bearings v. Caliber
18 Aug 2016, 7:41 am
The opinion isn’t in Westlaw but does appear in Lexis [RBC Bearings Inc. v. [read post]
11 Sep 2015, 6:42 am
See RBC Nice Bearings, Inc. v. [read post]
2 Jun 2022, 12:45 pm
After nearly two years of litigation, a jury awarded Richard Mooney $160,000 in his FMLA violation claim against Roller Bearing Company of America (“RBC”) for lost wages after being wrongfully terminated in April 2020. [read post]
8 Jan 2013, 3:55 am
December 19, 2012).Roller Bearing (RBC) sought to take discovery in connection with its petition to disqualify Peer Bearing’s counsel from Peer’s opposition proceeding. [read post]
4 Aug 2016, 7:00 am
As in many cases, the plaintiff in RBC Bearings couldn't prove an act of misappropriation. [read post]
16 Nov 2012, 5:32 am
Punitive damages bear no relation to [page88] what the plaintiff should receive by way of compensation. [read post]
16 Oct 2007, 11:24 am
In addition, UBS, Bear Stearns, Credit Suisse, McDonald, RBC Dain Rauscher, Banc of America Securities, Goldman Sachs, J.P. [read post]
18 Oct 2007, 2:05 pm
In addition, UBS, Bear Stearns, Credit Suisse, McDonald, RBC Dain Rauscher, Banc of America Securities, Goldman Sachs, J.P. [read post]
14 Apr 2023, 5:24 am
In light of this, insurers should: (1) consider how the proposed amendments will impact their compliance with regulatory capital requirements, valuation of assets and liabilities and submission and disclosure of information, etc. under the RBC regime; and (2) undertake the necessary preparation work to adopt the RBC regime at an early stage. [read post]
30 Sep 2013, 8:37 am
Category: Recent Decisions;Contract Law Opinions Body: AC32606 - RBC Nice Bearings, Inc. v. [read post]
20 May 2013, 7:31 am
The case against RBC bears a strong resemblance to the 2011 shareholder suit against Del Monte Corp., another instance in which the investment bank was told by Laster that it hadn't done right by the shareholders even though the company it was shopping sold at a high premium. [read post]
30 Nov 2016, 11:16 am
The foregoing is a sufficient basis to order Scotiabank to produce the statement to RBC, and I would so order. [read post]
12 May 2008, 8:09 pm
The other interesting thing about the RBC lawsuit is that RBC itself is, obviously, a Canadian company. [read post]
14 Jan 2008, 6:18 pm
RBC Capital Markets Corp. [read post]
10 Jan 2008, 3:52 pm
., Thomas Weisel Partners, LLC, UBS, Bear, Stearns, BMO Capital, Cowen, Deutsche Bank, and RBC Capital Markets Corp.). [read post]
16 Jun 2011, 6:37 am
Bond have been designing, manufacturing, and/or selling "studied imitations" of Coach products that bear the Coach trade marks, trade dress and copyrighted works. [read post]
8 Apr 2008, 12:05 pm
Of the $13 million penalty amount, the following broker-dealers paid $1.5 million each: Bear, Stearns & Co.; Citigroup Global Markets; Lehman Brothers; Merrill Lynch, Pierce, Fenner & Smith; Morgan Stanly & Co.; and RBC Dain Rauscher. [read post]
