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15 Mar 2016, 6:54 am
On February 5, 2016, a Financial Industry Regulatory Authority (“FINRA”) panel of arbitrators (the “Panel) rendered an Award (the “Award”) against the Royal Bank of Scotland’s United States securities divisions, RBS Securities, Inc. [read post]
21 Nov 2016, 2:25 pm
On November 14, 2016, plaintiff Federal Home Loan Bank of Boston (“FHLBB“) and defendants RBS Securities Inc., RBS Acceptance, Inc., RBS Financial Products, Inc., and RBS Holdings, USA (Inc.) [read post]
23 Jun 2014, 10:45 am
On June 19, the Federal Housing Finance Agency (FHFA) and RBS Securities Inc. [read post]
2 Apr 2015, 1:14 pm
Before being registered with RBS, Katke was with Bear, Stearns & Co., Inc. in New York, New York. [read post]
26 Jul 2011, 4:29 pm
The National Credit Union Administration has filed a $629 million securities fraud lawsuit against RBS Securities, Wachovia Mortgage Loan Trust LLC, Nomura Home Equity Loan Inc., Greenwich Capital Acceptance Inc., Lares Asset Securitization Inc., IndyMac MBS Inc., and American Home Mortgage Assets LLC. [read post]
25 Apr 2015, 6:24 am
Katke was registered with RBS Securities, Inc. [read post]
20 Mar 2015, 1:45 pm
July 18, 2011) On March 16, 2015, Judge George Wu of the United States District Court for the Central District of California denied RBS Securities Inc. [read post]
12 Mar 2015, 12:33 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:Matthew Katke, a former registered broker and managing director at RBS Securities Inc., pleaded guilty to participating in a multimillion dollar securities fraud scheme between April 2008 and August 2013.According to FINRA, Katke and other members of RBS’s Asset Backed Products division traded fixed income investment securities, such as residential mortgage-backed securities… [read post]
28 Jul 2014, 12:01 pm
On July 23, Judge William Conley of the Western District of Wisconsin granted in part and denied in part RBS Securities Inc. [read post]
1 Oct 2009, 9:42 pm
” In re RBS Worldpay, Inc., Customer Data Security Breach Litig. [read post]
14 Aug 2023, 9:01 pm
Investors of RBS Securities Inc. [read post]
23 Aug 2016, 6:31 am
MassMutual settled similar claims against Barclays Capital Inc. on March 29, 2016 (covered here). [read post]
31 Aug 2015, 1:16 pm
On August 21, 2015, a three-judge panel of the United States Court of Appeals for the Seventh Circuit reversed a Wisconsin federal judge’s ruling granting summary judgment to RBS Securities Inc. [read post]
14 Nov 2013, 10:15 am
On November 7, 2013, the Securities and Exchange Commission (SEC) today charged RBS Securities Inc., a subsidiary of the Royal Bank of Scotland plc, with misleading investors in a 2007 subprime residential mortgage-backed security (RMBS) offering. [read post]
6 Jun 2016, 8:57 am
On May 26, 2016, the FDIC reached a $190 million settlement of RMBS claims against eight financial institutions, including Barclays Capital Inc.; Deutsche Bank Securities Inc.; Goldman, Sachs & Co; RBS Securities Inc.; and UBS Securities LLC. [read post]
23 Jun 2011, 9:52 pm
JP Morgan Securities LLC, Novastar Mortgage Funding Corp, and RBS Securities Inc. are just a few of the defendants, who are accused of committing securities fraud against five wholesale credit unions. [read post]
8 Nov 2009, 7:17 pm
Using your credit or debit card, you can actually pay your tax thanks to RBS WorldPay Inc. [read post]
21 Aug 2014, 7:00 am
RBS Sec. [read post]
2 Oct 2009, 5:42 am
” In re RBS Worldpay, Inc., Customer Data Security Breach Litig., ___ F.Supp.2d ___ (Jud.Pan.Mult.Lit. [read post]
30 Jun 2014, 9:15 am
RBS Securities, Inc. [read post]
