Search for: "SCOTT AGUILAR"
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10 Nov 2009, 2:59 pm
Today, the Securities Exchange Commission (SEC) issued an order finding that Jon Merriman, founder of San Francisco brokerage firm Merriman Curhan Ford, and Christopher Aguilar, the firm's former general counsel, had failed to supervise broker David "Scott" Cacchione who was engaging in securities fraud. [read post]
4 Mar 2010, 5:16 pm
The men were serving life sentences for the 1997 slaying of Alfonso Aguilar until their release last year. [read post]
22 Oct 2011, 6:32 pm
Accompanying the photography is a collection of essays, written by people like South Texas College professor Scott Nicol, UT Law School professor Denise Gilman, and author and journalist Charles Bowden. [read post]
8 Dec 2008, 2:29 pm
In Aguilar v. [read post]
21 Oct 2009, 10:59 am
Aguilar so long ago. [read post]
8 Jun 2009, 1:00 pm
In particular, it was great to spend time with Bruce Carton, Francine McKenna, Scott Cohen, Matty Kelly and Alex Howard. [read post]
27 May 2010, 5:29 am
Matt Kelly, Francine McKenna and Me Old Friends For me, it was great to once again spend time face-to face with old friends like Scott Cohen, Matt Kelly, Bruce Carton, Francine McKenna, Melissa Klein Aguilar, Bill Piwonka, Carole Switzer, Kathleen Edmond, and Scott Giordano. [read post]
7 Jan 2015, 3:34 am
Recently, SEC Commissioner Aguilar delivered this statement (interestingly, not a speech) calling for updating the oversight of transfer agents. [read post]
28 Aug 2016, 12:00 am
”One can also read correspondent Nazila Fathi’s review of The Fall of Heaven: The Pahlavis and the Final Days of Imperial Iran by Andrew Scott Cooper. [read post]
18 May 2016, 11:25 am
Weiss, Ethical Quandaries in War Zones, When Mass Atrocity Prevention Fails Mary Kaldor, How Peace Agreements Undermine the Rule of Law in New War Settings Rogelio Madrueño-Aguilar, Human Security and the New Global Threats: Discourse, Taxonomy and Implications Todd Sandler & Justin George, Military Expenditure Trends for 1960–2014 and What They Reveal Moira V. [read post]
30 Mar 2010, 2:38 pm
Aguilar wrote she added that “I could do what I wanted. [read post]
21 Oct 2009, 9:14 am
., 54, and Christopher Shun Scott, 39, who are both serving life sentences for the April 7, 1997, shooting death of Alfonso Aguilar, will both be released after convicted robber Alonzo Hardy gave authorities a detailed confession implicating himself and another man in the murder. [read post]
30 Mar 2008, 1:21 pm
Scott, professor of international financial systems at Harvard, “It’s not a good idea to have people competing with each other, particularly if they’re competing in laxity. [read post]
6 Dec 2011, 11:56 am
Aguilar Noriega [U.S. [read post]
16 Dec 2015, 1:48 pm
Julian Aguilar of the Texas Tribune reports that Texas Deputy Attorney General Brantley Starr says that, despite the U.S. [read post]
12 Jan 2021, 11:14 am
Perp: Javier Aguilar, oil trader for energy commodity and trading company Vitol Oil. [read post]
21 Mar 2023, 1:22 am
Scott Kirtland (February 2022) — Insurance broker indicted for allegedly creating/filing fraudulent certificates of liability insurance to further scheme to defraud. [read post]
24 Oct 2013, 5:03 am
Here's the press release - and here are remarks from the open meeting from SEC Chair White and Commissioners Piwowar, Aguilar, Stein and Gallagher. [read post]
5 Sep 2014, 11:29 am
I’m delighted to report that Michael Rosman and Michelle Scott of the Center for Individual Rights, Lisa Steele of AWARE (Arming Women Against Rape & Endangerment), and I have filed an amicus brief on behalf of AWARE in Commonwealth v. [read post]
15 Jul 2022, 6:29 am
Boardroom Diversity Survey Posted by Melissa Aguilar, KPMG Board Leadership Center, on Monday, July 11, 2022 Tags: Board composition, Boards of Directors, Director qualifications, Diversity, Institutional Investors, Management, Surveys Q2 2022 Audit Committee Newsletter: Helping You Prepare for Your Next Meeting Posted by Maria Moats, Stephen Parker, and Gregory Johnson, PricewaterhouseCoopers LLP, on Monday, July 11, 2022 Tags: Audit… [read post]
