Search for: "SCOTT LYNCH" Results 1 - 20 of 421
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4 Sep 2021, 7:45 am by Iorio Altamirano
FINRA has barred former Merrill Lynch broker Scott Madison from the securities industry, after he failed to provide information and documents requested by FINRA in connection with its investigation into the circumstances of his termination from Merrill Lynch. [read post]
29 Jan 2016, 3:50 pm by Daily Record Staff
Penny Lynch, the chair of the special education department of Francis Scott Key High School in Union Bridge, was named chair of the board of Unified Community Connections, a nonprofit agency serving children and adults with disabilities throughout Maryland. [read post]
20 Dec 2018, 9:24 am by Carrie Thompson
The “Justice for the Victims of Lynching” bill is a bipartisan effort sponsored by three senators: Democrats Kamala Harris and Cory Booker and Republican Tim Scott. [read post]
15 Feb 2019, 1:03 pm by Elizabeth Lowman
 Senators Cory Booker (D-NJ) and Tim Scott (R-SC) co-sponsored the bill. [read post]
26 Jan 2011, 7:47 am by Keith Griffin
“Investors have the right to expect that their brokers won’t misuse their order information,” said Scott W. [read post]
23 Nov 2020, 2:14 pm by Silver Law Group
If you have investment losses, contact Scott Silver at ssilver@silverlaw.com or toll free at (800) 975-4345 for a no cost consultation to discuss your options. [read post]
25 Jan 2012, 11:38 am
Based in Washington state, Scott managed about $1.1 billion in client assets last year, according to Barronandrsquo;s. [read post]
26 Jul 2012, 3:47 pm
A new documentary by Scott Tinker and Harry Lynch is now being rolled out at select screenings. http://www.switchenergyproject.com/aboutfilm.php#about Dr. [read post]
21 Jul 2010, 12:41 pm by By CYRUS SANATI
Deutsche Bank has hired Scott Lampard from Bank of America Merrill Lynch to head up the firm's sales and trading business in Canada. [read post]
29 Dec 2020, 7:40 am by Silver Law Group
Scott Silver, has written numerous articles on the FINRA arbitration process and frequently lectures young lawyers at conferences and law schools around the nation about the securities arbitration process. [read post]
11 Jul 2011, 6:54 am
A Financial Industry Regulatory Authority (FINRA) arbitration panel in New York has awarded $880,000 to elderly clients of Phil Scott of Bank of America Merrill Lynch's Bellevue, Washington, office, who were unsuitably 100% invested in stocks, according to Dan Jamieson’s InvestmentNews article entitled “Merrill hit for $880K arbitration award. [read post]
12 Apr 2015, 7:30 am by Walter Olson
Some writings from my Cato Institute colleagues on the Walter Scott case: Tim Lynch, Jonathan Blanks, Matthew Feeney. [read post]