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9 May 2013, 11:02 am
The SEC alleges that the global markets group at Direct Access Partners “fixed-income trades for customers in foreign sovereign debt, generating more than $66 million in revenue from transaction fees – in the form of markups and markdowns – on riskless principal trade executions in Venezuelan sovereign or state-sponsored bonds. [read post]
17 Oct 2011, 3:00 am
Comes now the District Court decision in Sovereign Bonds Exchange LLC v. [read post]
20 Dec 2018, 10:33 am
(GS) units and several people over a massive multibillion-dollar bond fraud involving the sovereign wealth fund the 1Malaysia Development Berhad (1MDB). [read post]
26 Apr 2010, 3:10 pm
The U.S. government is not the only sovereign power scrutinizing Goldman Sachs. [read post]
20 Nov 2023, 9:01 pm
Trustee Thwarted by Sovereign Immunity Madoff as revenant materialized in a September 2023 opinion of the US District Court for the Southern District of New York, which allowed an agency of a foreign sovereign to escape liability in a fraudulent transfer action.10 In The Public Institution for Social Security v. [read post]
23 May 2014, 12:05 pm
The Fund performed well on a portfolio of bank loans, corporate bonds and corporate repurchase agreements through 2006. [read post]
22 Aug 2017, 9:10 am
“Many of these documents are on file with the Securities and Exchange Commission and can be view on its website. [read post]
12 Apr 2013, 10:48 am
Part of this is the development of a US IP Exchange. [read post]
2 Mar 2022, 6:49 am
Prohibited transactions include the transfer of assets to these entities or foreign exchange transactions for or on their behalf. [read post]
21 Aug 2010, 9:29 am
Domestic Hedge Fund Timeline Series LLC Offshore Hedge Funds Parallel Hedge Fund Structure Master-Feeder Fund Structure Mini-Master Feeder Fund Structure Offshore Director Requirements Offshore Jurisdictions BVI Cayman Other Jurisdictions Segregated Portfolio Companies Offshore Hedge Fund Timeline Separately Managed Accounts (SMAs) Reg D Overview Filing Form D Reg D Annual and Interim Amendments Blue Sky Filings New York Form 99 Hedge Fund Investors Accredited Investor… [read post]
3 Jul 2020, 6:43 am
Italian Prime Minister Giuseppe Conte said on 3 June 2020 that “the emergency caused by the coronavirus pandemic can be an opportunity to reshape the country and address its long-standing problems”. [read post]
26 Jan 2018, 6:32 am
Securities and Exchange Commission, on Saturday, January 20, 2018 Tags: Agency costs, Capital allocation, Capital markets, Economic alignment, Engagement, Incentives, Information environment, Institutional Investors, Retail investors, SEC, Securities regulation, Shareholder activism, Shareholder value, Shareholder voting The Strained Marriage of Public Debts and Private Contracts Posted by Anna Gelpern… [read post]
1 Feb 2019, 10:51 am
Recovering the promise of the orderly and fair stock exchange. [read post]
4 Mar 2024, 5:56 pm
As always, “[o]uranalysis begins and ends with the text,” Octane Fitness, LLC v. [read post]
3 Nov 2022, 11:00 pm
Accordingly, Brazil has a very complex legal system, with a set of specific laws — issued by the Federal, State and Municipal Governments — and regulations — issued by administrative governmental authorities, such as the Central Bank of Brazil and the Brazilian Securities and Exchange Commission (Comissão de Valores Mobiliários) — governing a variety of situations and environments, including rules applicable to the members of the Brazilian financial and… [read post]
