Search for: "Schwab Short-Term Bond Market Fund"
Results 1 - 20
of 25
Sorted by Relevance
|
Sort by Date
11 Jan 2011, 10:44 am
FINRA announced that it has ordered Charles Schwab & Company, Inc., to pay $18 million into a Fair Fund to be established by the Securities and Exchange Commission (SEC) to repay investors in YieldPlus, an ultra short-term bond fund managed... [read post]
6 Feb 2011, 8:20 am
Recently the arbitration process at FINRA resolved a dispute alleging misdeeds by Schwab in the marketing of its YieldPlus short-term bond fund. [read post]
14 Oct 2008, 4:15 pm
In another claim against Schwab related to its short-term-bond fund, the firm was ordered to pay $18,425 for losses. [read post]
26 Apr 2008, 2:06 pm
Schwab had marketed the Yield plus Fund as a safe, conservative short-term bond fund that was a cash equivalent and offered low volatility. [read post]
27 Mar 2011, 4:02 pm
Earlier this year the regulatory agency that oversees brokerage firms ordered Charles Schwab to reimburse investors in its YieldPlus ultra short-term bond fund a total of $18 million through a fund to be set up by the Securities and Exchange Commission ("SEC"). [read post]
9 Aug 2008, 6:00 pm
Oppenheimer Rochester National Municipals: Although not technically an ultra short term bond fund, this high-yield municipal bond can experience short-term volatility. [read post]
16 Oct 2009, 7:43 am
The YieldPlus family of funds were short-term bond funds that the firm marketed as conservative investments. [read post]
13 Oct 2008, 10:22 pm
The YieldPlus fund was among the worst performing funds in the ultra-short term bond fund category due to its undisclosed over-concentration in and big bets on mortgage-backed securities and other asset-backed obligations. [read post]
9 Apr 2008, 1:26 pm
If interest rates rise, the price of Treasury bonds will tumble - likely quite sharply in the short-term. [read post]
24 Mar 2010, 8:55 pm
Following the housing market collapse, what was once the largest short-term bond fund in the world fund, with $13.5 million in assets in 2007, lost 35% before dividends. [read post]
10 Apr 2008, 9:32 am
All but one of these bond funds are in either the short-term or ultrashort categories. [read post]
22 Apr 2010, 6:03 pm
Like Schwab’s Yield Plus fund, SWYCX was marketed as an ultra short-term bond fund and an alterative to money market holdings or cash. [read post]
2 Nov 2009, 2:15 pm
The Fund was among the worst performing funds in the ultra-short term bond fund category due to its undisclosed over-concentration in and big bets on non-conventional investments, such as derivatives of mortgage-backed securities and other asset-backed obligations. [read post]
13 Jan 2011, 5:00 am
The fund was marketed as a Short Term Bond fund and described the Fund as a cash “alternative” that generated a higher yield with slightly higher risk than a money market fund. [read post]
27 Aug 2010, 5:34 am
In 1993, Schwab Investments initiated the Schwab Long-Term Government Bond Fund. [read post]
3 Aug 2014, 9:30 pm
At the end of the day, the additional costs imposed by the rule on investors, fund sponsors, and the short term credit markets can only be justified by showing that it reduces the risk of runs and increases MMF stability. [read post]
16 Jul 2008, 9:25 pm
Auction rate securities, short-term bond funds, AAA rated debt securities, and mortgage heavy mutual funds provide recent examples of suitability abuses. [read post]
11 Jan 2011, 3:18 pm
Indeed, even Charles Schwab got hit by the SEC for $119 million for allegedly making misleading statements regarding the risks associated with a bond mutual fund containing mortgage-backed securities. [read post]
25 Jul 2008, 7:17 pm
" In the same vein, Charles Schwab misrepresented its YieldPlus Fund to money market investors and others as a safe, short-term investment, and a suitable, slightly higher-yielding alternative to money market funds with a share price that "may fluctuate minimally. [read post]
16 Aug 2012, 5:46 pm
Cal., Schwab Short-Term Bond Market Fund et al v. [read post]
