Search for: "Schwab Total Bond Market Fund"
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15 Oct 2009, 9:46 am
In a regulatory filing today, San Francisco-based Charles Schwab reported that it received a Wells Notice from the Securities and Exchange Commission (SEC) for alleged securities law vioations regarding its Schwab YieldPlus and Total Bond Market Fund. [read post]
15 Oct 2009, 8:52 am
Accordign to the filing, the Company has been responding to civil litigation claims and regulatory investigations regarding two fixed income mutual funds, the Schwab YieldPlus Fund(R) and the Schwab Total Bond Market Fund(TM). [read post]
27 Mar 2011, 4:02 pm
Earlier this year the regulatory agency that oversees brokerage firms ordered Charles Schwab to reimburse investors in its YieldPlus ultra short-term bond fund a total of $18 million through a fund to be set up by the Securities and Exchange Commission ("SEC"). [read post]
15 Oct 2009, 4:31 pm
Charles Schwab Corp. has received a Wells notice from the Securities and Exchange Commission about possible civil charges related to the discount brokerage's Schwab Total Bond Market Fund and Schwab YieldPlus Fund. [read post]
16 Oct 2009, 7:43 am
Charles Schwab acknowledged that the SEC served it with a Wells Notice related to its sale of two funds, the YieldPlus Fund and Total Bond Market Fund. [read post]
20 Oct 2009, 8:05 am
Securities and Exchange Commission that the staff intends to recommend the filing of a civil enforcement action against Schwab Investments, Charles Schwab Investment Management, Charles Schwab & Co., Inc. and the president of the funds for possible violations of the securities laws with respect to the Schwab YieldPlus Fund and the Schwab Total Bond Market Fund. [read post]
16 Jan 2011, 11:14 am
Ask….what’s new in the bond market? [read post]
24 Oct 2019, 3:00 am
A typical Target Date Fund will contain separate funds each representing a target asset class such as: Total US Equity Market Total Non-US Equity Market Total US Bond Market Total Non-US Bond Market If you invest in those four asset classes, you’ve effectively invested in the world’s entire equity and bond market. [read post]
24 May 2011, 1:59 am
Another of these mutual fund cases, the Schwab Yield Plus case, settled previously for a total of $235 million (about which refer here). [read post]
8 Feb 2012, 3:45 pm
Defendant in Class-Action Securities Fraud Lawsuit Filed on Behalf of Schwab Total Bond Market Fund Investors Over CMOs and Mortgage-Backed Securities, Stockbroker Fraud Blog, September 7, 2010 Schwab to Distribute $3.5 Billion to Its Shareholders by Buying Back Over 100 Million Shares, Stockbroker Fraud Blog, July 11, 2007 Merrill Lynch, Pierce, Fenner & Smith Ordered to Pay $1M FINRA Fine for Not Arbitrating Employee Disputes Over… [read post]
11 Jan 2010, 4:56 pm
Schwab YieldPlus Funds: This ultrashort bond fund lost 35.4% in 2008. [read post]
27 Aug 2010, 5:34 am
By vote of that fund’s shareholders in 1997, Schwab Investments converted the fund into the Schwab Total Bond Market Fund (“Fund”), a fixed-income mutual fund that sought to track the Lehman Brothers U.S. [read post]
10 Nov 2017, 3:00 am
Example funds for this asset class: Vanguard Total Stock Market Index Fund (VTSAX) Fidelity Total Market Index Fund (FSTMX) Vanguard Large Cap Index Fund (VLCAX) Fidelity 500 Index Fund (FUSEX) Foreign Developed Equity Swenson breaks up international investments into “developed equity” and “emerging market”. [read post]
10 Nov 2017, 3:00 am
Example funds for this asset class: Vanguard Total Stock Market Index Fund (VTSAX) Fidelity Total Market Index Fund (FSTMX) Vanguard Large Cap Index Fund (VLCAX) Fidelity 500 Index Fund (FUSEX) Foreign Developed Equity Swenson breaks up international investments into “developed equity” and “emerging market”. [read post]
7 Jun 2011, 11:54 pm
Defendant in Class-Action Securities Fraud Lawsuit Filed on Behalf of Schwab Total Bond Market Fund Investors Over CMOs and Mortgage-Backed Securities, Stockbroker Fraud Blog, September 7, 2010 HSBC Securities to Pay $375K to Settle FINRA Allegations that It Recommended Unsuitable Collateralized Mortgage Obligations to Retail Clients, Stockbroker Fraud Blog, August 25, 2010 SEC & FINRA Examine CMO Sales and Marketing Practices, Stockbroker… [read post]
26 May 2018, 1:00 am
There are 9,500 mutual funds for you to buy. [read post]
14 Apr 2009, 7:51 am
The account contains securities that have been "in the news" as significantly underperforming relative to their peers or benchmark, such as Morgan Keegan Bond Funds (down over 80%), or the Schwab YieldPlus Fund, a purportedly ultra short-term bond fund that is down over 30%). 4. [read post]
1 Feb 2023, 2:39 pm
Charles Schwab – The SEC hit Charles Schwab & Co., Inc., Charles Schwab Investment Advisory, Inc., and Schwab Wealth Investment Advisory, Inc. with $187 million in penalties and disgorgement for alleged misstatements and omissions about their conflict of interest in handling customer funds and the resulting drag on customer returns. [read post]
10 Sep 2010, 9:44 am
5 Mar 2011, 11:30 pm
The plaintiffs claim that the defendants issued a prospectus that stated the Schwab Total Bond market Fund would track the Lehman Brothers U.S. [read post]
