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17 Nov 2011, 8:12 am by Securites Lawprof
Ketchum recently stated that FINRA may issue a concept proposal to articulate its position on the disclosure obligations of broker-dealers, in anticipation of the SEC’s release of a proposed uniform fiduciary duty standard for securities professionals... [read post]
29 Mar 2017, 3:00 am
The Board upheld a refusal to register SOCIAL SECURITY ANNUITY, finding it merely descriptive of "financial planning and retirement planning services" [SOCIAL SECURITY disclaimed]. [read post]
3 Jun 2011, 5:04 am by James Hamilton
This concept release will come out around the same time as the concept release on the auditor's reporting model so that they can be considered together in a holistic manner. [read post]
26 Feb 2018, 3:00 pm by Robert D. Williams
” In reaching this conclusion, the reports embrace an expansive conception of national security that carries risks when viewed in the broader context of U.S. [read post]
21 Jul 2011, 9:46 am by Julia Zebley
At the urging of Germany, which released a Concept Note [text] to lead the discussion, the Security Council debated global warming [EPA materials; JURIST news archive] for the first time since 2007. [read post]
2 Aug 2019, 12:37 pm by ccollins
The post SSEK Investigates Darren Oglesby and Money Concepts Capital appeared first on Securities Fraud Attorney. [read post]
While the Term SOFR Concept Document does not purport to set any standard market practice for use of the SOFR Term Rate, it is expected to facilitate market participants’ transition planning by offering alternative approaches for spread adjustments and fallback methods, as well as drafting considerations implicated by each approach. [read post]
While the Term SOFR Concept Document does not purport to set any standard market practice for use of the SOFR Term Rate, it is expected to facilitate market participants’ transition planning by offering alternative approaches for spread adjustments and fallback methods, as well as drafting considerations implicated by each approach. [read post]
8 Jun 2022, 6:02 am by Chris Dolan
The 2022 Strategic Concept The Strategic Concept is among NATO’s most important documents as it informs alliance planning, resource allocation, and programming based on changes in the threat environment. [read post]
8 Apr 2022, 6:52 am by The White Law Group
 Clason   Integrated Wealth Concepts, an RIA hybrid of LPL Financial, reportedly settled a fraud victim’s lawsuit claiming the financial advisor’s scheme was “as egregious as the crime itself,” according to an article in Financial Planning on March 28. [read post]
24 Feb 2009, 6:36 am
The Dept. of Homeland Security has published the 2009 National Infrastructure Protection Plan (188 page pdf) The 2009 Plan replaces the 2006 version and reflects changes and updates to program elements and concepts. [read post]
20 Aug 2010, 4:25 pm
 She will receive 75% of 50% of her husband's Social Security benefits.This brief overview of some important considerations inherent in planning for Social Security retirement benefits is by no means comprehensive. [read post]
14 Jul 2011, 10:12 am by SalcidoLaw
Living Trusts Give Flexibility and Security Most people in Utah have probably heard of a trust before. [read post]
15 Nov 2017, 8:45 am by Soraya Okuda
The Companion also includes a range of shorter “Security Education 101” articles to bring new trainers up to speed on getting started with digital security training, foundational teaching concepts, and the nuts and bolts of planning a workshop. [read post]
21 Dec 2010, 11:39 pm by Randall Reese
However, the companies were ultimately unable to complete the sale outside of bankruptcy and are now seeking to achieve a similar result through a pre-arranged plan of reorganization supported by the credit facility agent (Bank of Montreal) and some of the secured lenders. [read post]
21 Dec 2010, 11:39 pm by Randall Reese
However, the companies were ultimately unable to complete the sale outside of bankruptcy and are now seeking to achieve a similar result through a pre-arranged plan of reorganization supported by the credit facility agent (Bank of Montreal) and some of the secured lenders. [read post]
24 Jun 2022, 6:17 am by Laura Rozen
  The post France Looks to New NATO Strategic Concept to Advance European Defense Capabilities appeared first on Just Security. [read post]
12 May 2011, 8:00 am by Ken Lopez
Many jurors may have investments in the stock market or in mutual funds, directly or through their retirement plans, and may have some sense of how securities markets work. [read post]
28 Aug 2018, 11:28 am by Soraya Okuda
We have an assortment of lesson plans on basic digital security concepts, such as threat modeling, end-to-end encrypted messaging, and password managers. [read post]