Search for: "Securities and Exchange Commission v. Steinberg"
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15 Mar 2021, 2:17 pm
My friend SMU Law Professor Marc Steinberg has published a great article on the SEC's misbegotten prosecution of Mark Cuban: The Securities and Exchange Commission's (SEC) enforcement action against... [[ This is a content summary only. [read post]
11 Apr 2019, 6:33 am
In my recently published book, The Securities and Exchange Commission v. [read post]
2 Aug 2017, 4:08 am
Securities and Exchange Commission, which held that a five-year statute of limitations on SEC actions imposing penalties also applied to actions seeking disgorgement. [read post]
22 Jun 2018, 6:01 am
Brownback and V. [read post]
18 Jul 2012, 12:20 pm
” Steinberg v. [read post]
1 Feb 2023, 9:01 pm
The passage of the Securities Act and the Exchange Act, and the authority that Congress gave to the Commission, reflected an intentional and marked departure from that dark default. [read post]
22 Dec 2008, 8:22 am
DISTRICT COURTSOUTHERN DISTRICT OF NEW YORKBusiness Law
Securities Fraud Claims Against CEO, CFO Dismissed; Scienter, Inconsistent Information Not Shown
Steinberg v. [read post]
12 Apr 2019, 6:20 am
Securities and Exchange Commission, on Tuesday, April 9, 2019 Tags: Human capital, Investor protection, SEC, SEC rulemaking, Securities enforcement, Securities regulation Encouraging Smaller Entrants to Our Capital Markets Posted by Elad L. [read post]
20 Feb 2023, 9:05 pm
Stevens, SEC Litigation Release No. 12813 (1991). 8 See Securities Exchange Act Release No. 43154 (2000) (adopting Release). 9 See, e.g., United States v. [read post]
23 Mar 2011, 6:26 am
Black v. [read post]
18 Aug 2009, 6:18 am
The Submitting Professors welcome the opportunity to provide comments to the Securities and Exchange Commission (the "SEC") on its proposed rule Facilitating Shareholder Director Nominations (the "Proposed Rule"). [read post]
