Search for: "Select Investors Exchange Fund, L.P." Results 1 - 16 of 16
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19 Feb 2021, 2:02 pm by Silver Law Group
  However, a books and records request filed in Delaware Chancery Court indicates that Prophecy’s sub-advisor selections have caused substantial problems for investors. [read post]
19 Feb 2021, 1:39 pm by Silver Law Group
Among other issues, the Delaware case raises serious concerns about Prophecy’s selection of sub-advisors to manage investor monies. [read post]
1 Oct 2012, 3:00 am by nedaj
October 10-12 Sponsor: ICBI Event: Fund Forum USA 2012 Location: Boston, MA October 11-12 Sponsor: ALTSO Event: 9th Annual Hedge Fund Rocktoberfest Location: New York, NY October 16 Sponsor: Bloomberg L.P. [read post]
31 Mar 2016, 12:09 pm by Adam Weinstein
Our firm is investigating potential securities claims against brokerage firms over sales practices related to the recommendations of oil & gas and commodities products such as exchange traded notes (ETNs), structured notes, private placements, master limited partnerships (MLPs), leveraged ETFs, mutual funds, and individual stocks. [read post]
15 Feb 2022, 2:05 pm by Kevin LaCroix
Following its IPO, the SPAC must hold investor funds in trust until a target company is acquired. [read post]
10 Oct 2023, 9:01 pm by renholding
And if investors pare back their monitoring of companies, other investors and the broader economy could suffer. [read post]
12 Nov 2009, 7:20 am
Rowe Price Associates, Inc. (5 percent), ValueAct Capital (10 percent), Capital Research and Management Company (10 percent), Vanguard Group, Inc. (10 percent), Pershing Square Capital Management, L.P (unspecified), Barclays Global Investors (5-15 percent). [read post]
28 Jul 2020, 1:59 pm by Kevin LaCroix
These funds tend to select reorganization deals where controlling shareholders have incentives to keep prices low and the consideration for minority shareholders merger price is believed to be too low. [read post]
31 Jan 2024, 9:01 pm by renholding
Securities and Exchange Regulation S-K[2] can support a securities fraud claim under Section 10(b) of the Securities Exchange Act, even absent an otherwise misleading statement.[3] The plaintiffs alleged that Macquarie had issued material misstatements and omissions concerning the potential impact of new international fuel regulations on the company’s fuel storage business, in violation of both the Securities Act and the Exchange Act. [read post]
7 May 2018, 10:25 pm by Wolfgang Demino
 at ¶ 10) The Trusts are "owner-directed" Trusts, meaning that, as provided in§ 2.03(b)(i) of the Trust Agreements, in conducting the operations of the Trusts, the Trusts act solely in their own name, and "the Owner Trustee or other agents selected in accordance with this Agreement will act on behalf of the Trust subject to direction by the Owners. . . . [read post]